Search for: "Equity Funding LLC "
Results 541 - 560
of 1,702
Sorted by Relevance
|
Sort by Date
26 Dec 2013, 3:31 am
According to the SEC's order, the ConvergEx brokerages involved in the scheme were G-Trade Services LLC, ConvergEx Global Markets Limited, and ConvergEx Execution Solutions LLC. [read post]
31 Mar 2016, 12:09 pm
In addition, Waveland invests capital to special private equity opportunities in select sectors such as medical device, health sciences, technology and manufacturing. [read post]
18 Sep 2018, 2:26 pm
Zamansky LLC also represents investors in arbitration cases against UBS and other brokerage firms regarding Puerto Rico bonds and UBS closed end bond funds and other investments. https://www.puertoricobondfundsattorney.com/en/ The post We Haven’t Learned The Lessons Of The Financial Crisis appeared first on Zamansky LLC. [read post]
30 Jun 2023, 7:14 am
Financial markets have recovered some of the lost ground, and the world’s 13 largest indices are up on average +10.8% this year so far.And it is not only listed equities – in public markets, bonds are up +3.1%, and hedge funds are up +2.0%. [read post]
16 Apr 2010, 8:00 am
Global received a total of approximately $1.3 million for facilitating public pension fund investments in private equity funds managed by Intermedia Advisors, LLC and Clayton, Dubilier & Rice. [read post]
10 Jun 2024, 1:43 pm
The court determined that the husband was entitled to a monetary award equal to one-half of the equity in the residence. [read post]
11 Jan 2016, 11:12 am
Morgan wealth management subsidiaries who paid $267 million and admitted wrongdoing for failing to disclose conflicts of interest, including preference in discretionary wealth management accounts for proprietary mutual funds and hedge funds and for third-party-managed hedge funds that shared fees.Investment management firm F-Squared Investments, which paid $35 million and admitted wrongdoing, for defrauding customers through false performance advertising about its flagship… [read post]
10 Dec 2015, 8:36 am
Regulation A+ allows private companies to raise up to $50 million by selling debt or equity to the public without having to meet all of the requirements of a traditional initial public offering. [read post]
26 Aug 2014, 1:48 pm
” Another avenue of funding is coming from private equity firms. [read post]
2 Jan 2016, 7:32 am
The fund is now facing heavy losses on distressed junk bonds, post reorganization equities, and other specialized investments. [read post]
3 Apr 2020, 6:03 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, April 3, 2020 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of March 27–April 2, 2020 The Impact of COVID-19 on Executive Compensation Posted by Greg Arnold and Todd Sirras, Semler Brossy Consulting Group, LLC, on Friday, March 27, 2020 Tags: Boards of Directors, COVID-19, Executive Compensation, Incentives, Market… [read post]
30 Nov 2011, 8:19 am
He built close relationships with hedge-fund managers such as Julian Robertson of Tiger Management LLC and joined the board of one of the Tiger funds in 1997, according to Fraser Seitel, a spokesman for Tiger Management. [read post]
21 Mar 2014, 9:48 am
Equity Sales Company. [read post]
11 Jun 2008, 8:52 pm
Examples include not only publicly traded partnerships, limited liability companies and real estate investment trusts, but also private equity, venture capital and hedge funds that exercise critical control powers in firms that are large, publicly traded, or both. [read post]
4 Jun 2020, 6:22 am
Unlike the Nasdaq Rule, the Temporary Rule requires that a company certify that the proceeds of any issuance made pursuant to the Temporary Rule will not be used to fund any acquisition transaction and does not include a “safe harbor” provision waiving the requirement to obtain NYSE prior approval for transactions that meet specified conditions. [read post]
2 Jun 2015, 5:42 pm
More recently, he worked with the broker-dealer Hartford Equity Sales Company from 06/2011 – 08/2012. [read post]
9 Sep 2020, 1:00 pm
Although one of its funds made a special distribution earlier this year, the firm has not paid any other distributions since 2018. [read post]
14 Jan 2022, 8:02 am
appeared first on Zamansky LLC. [read post]
2 Dec 2021, 12:56 pm
Despite a favorable decision in The Medical Center at Elizabeth Place, LLC v. [read post]
7 Jun 2012, 11:17 am
Watson ran and funded Cash Flow Financial LLC. [read post]
