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10 Aug 2020, 4:00 am
Despite your UBS Financial Services, Inc. [read post]
8 Aug 2020, 4:00 am
Despite your UBS Financial Services, Inc. [read post]
4 Aug 2020, 4:00 am
Despite your UBS Financial Services, Inc. [read post]
8 Aug 2020, 4:00 am
Despite your UBS Financial Services, Inc. [read post]
1 Aug 2020, 4:00 am
Despite your UBS Financial Services, Inc. [read post]
2 Aug 2020, 4:00 am
Despite your UBS Financial Services, Inc. [read post]
6 Aug 2020, 4:00 am
Despite your UBS Financial Services, Inc. [read post]
9 Aug 2020, 4:00 am
Despite your UBS Financial Services, Inc. [read post]
5 Aug 2020, 4:00 am
Despite your UBS Financial Services, Inc. [read post]
10 Apr 2020, 6:01 am
McIntosh, Wachtell, Lipton, Rosen & Katz, on Wednesday, April 8, 2020 Tags: Board oversight, Boards of Directors, COVID-19, Executive Compensation, Management, Risk, Risk oversight, Shocks Purchasing Portfolio Company Debt—Threshold Issues for Private Equity Sponsors Posted by William Chudd, Sartaj Gill, and David Schnabel, Davis Polk & Wardwell LLP, on Wednesday, April 8, 2020 … [read post]
16 Jan 2008, 10:46 am
Americans can thank La-Z-Boy Inc. [read post]
11 Apr 2019, 6:33 am
Posted by Joseph Kieffer, Equilar Inc., on Thursday, April 11, 2019 Editor's Note: Joseph Kieffer is a Senior Research Analyst at Equilar Inc. [read post]
17 Aug 2018, 6:16 am
Hermsen, Mayer Brown LLP, on Friday, August 10, 2018 Tags: Capital formation, Disclosure, Equity offerings, Equity-based compensation, Form S-8, IPOs, Registration statements, Rule 701(e), SEC, Securities Act, Securities regulation, Stock options Shedding the Status of Bank Holding Company Posted by V. [read post]
1 Mar 2007, 2:48 pm
Inc. v. [read post]
29 Apr 2022, 10:37 am
The White Law Group is currently representing investors in claims against their brokerage firms for improperly recommending high risk GWG L Bonds, sponsored by asset manager GWG Holdings Inc. [read post]
17 Oct 2014, 10:12 am
The Commission of Financial Institutions for the Commonwealth of Puerto Rico (“OCFI”) ordered UBS Financial Services Inc. of Puerto Rico (“UBS”), a division of UBS Wealth Management Americas, to pay $5,200,000 in fines and restitution in an October 9, 2014 enforcement action. [read post]
8 Jul 2019, 4:48 pm
Founded in 2001 and headquartered in Falls Church, Virginia, Driven, Inc. [read post]
10 Jun 2016, 6:15 am
Mirvis, Wachtell, Lipton, Rosen & Katz, on Friday, June 3, 2016 Tags: Acquisition agreements, Acquisition premiums, Arbitrage, Delaware cases, Delaware law, Fair values, Leveraged acquisitions, Management, Merger litigation, Private equity, Shareholder value The Effect of Staggered Boards on Stock Value: New Evidence Posted by Yakov Amihud, New York University Stern School of Business, on Saturday, June 4, 2016 Tags: Airgas v. [read post]
26 Oct 2018, 12:44 pm
The Orders allege that AEGON USA Investment Management LLC, Transamerica Asset Management, Inc., Transamerica Capital, Inc., and Transamerica Financial Advisors, Inc., marketed various products and investment strategies that used a “proprietary quant model” while failing to verify whether the models functioned as intended and without disclosing known risks connected with the models. [read post]
17 Jun 2016, 6:05 am
Evidence From Venture Capital Posted by Bibo Liu, Tsinghua University, and Xuan Tian, Indiana University, on Thursday, June 16, 2016 Tags: Fund managers, Information asymmetries, Information environment, Market efficiency, Market reaction, Public firms, Stock performance, Venture capital firms Engagement: The Missing Middle Approach in the Bebchuk–Strine Debate Posted by Jasmin Sethi and Matthew Mallow, BlackRock, Inc., on Thursday, June 16, 2016 Tags: Bebchuk-Brav-Jiang… [read post]