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28 Mar 2014, 1:02 pm
If you have suffered financial losses as a result of the mismanagement of UBS PR’s investment practices or the mishandling of its CEFs, please call the Blum Law Group for a free consultation at 1-877-STOCK-LAW. [read post]
1 Nov 2023, 2:40 pm
The branch could be authorised to specifically handle trade matching and execution activity. [read post]
26 Jul 2023, 9:12 am
Execute the document: The principal must sign the SDPOA in the presence of a notary public. [read post]
20 May 2024, 8:06 am
REV. 753 (2023); Lorianne Updike Toler, Un-fathering Executive Removal, 57 CONN. [read post]
10 Nov 2011, 4:52 pm
I have been a financial supporter of Georgia Mothers Against Drunk Driving for many years, also serving as a member of the MADD executive committee. [read post]
4 Feb 2011, 2:17 pm
During the course of their marriage, Harry and Wendy executed various estate planning documents. [read post]
27 Mar 2012, 5:48 am
Attorney Edward Stone ignited a firestorm of objections yesterday from Sidley Austin attorneys representing the Superintendent of the New York State Department of Financial Services (Superintendent), as Receiver for Executive Life of New York (ELNY), when he introduced Douglas A. [read post]
12 Aug 2009, 5:00 am
Compensation consultants must meet a definition of independence (presumably eliminating consultants who have other material financial relationships with the company) and the committee must have the authority to designate the consultant, stripping the authority from the full board (which ordinarily includes the CEO). [read post]
9 Mar 2007, 6:49 am
About the Financial Advisory and Litigation Consulting Services Practice Aon Consulting’s Financial Advisory and Litigation Consulting Services practice provides a full line of consulting services including: white-collar and financial statement investigations; securities litigation; financial due diligence; damage calculations; financial valuation services; expert testimony; computer forensics; and other related… [read post]
31 May 2011, 9:18 am
Free initial consultations are available. [read post]
18 Mar 2010, 1:58 am
Monica Mächler, Vice Chair of the Board of Directors of the Swiss Financial Market Supervisory Authority (FINMA), executed a Memorandum of Understanding (MoU) between the BMA and FINMA. [read post]
18 Mar 2010, 1:58 am
Monica Mächler, Vice Chair of the Board of Directors of the Swiss Financial Market Supervisory Authority (FINMA), executed a Memorandum of Understanding (MoU) between the BMA and FINMA. [read post]
23 May 2011, 3:32 am
As analyzed in Covering Up Wrongful Conduct--Are Consultants Telling Corporate Clients To Act Like The Mafia? [read post]
19 Mar 2012, 11:11 am
The senior executive’s cooperation maximized the SEC’s law enforcement interests by facilitating the quick and successful resolution of its enforcement actions against Rosenberg and the AXA entities.The Senior Executive’s Profile – The senior executive is not an associated person of any regulated entity, a fiduciary for other individuals or entities regarding financial matters, or an officer or director of a public company. [read post]
10 Nov 2009, 4:11 am
General counsel compete with their peer executives in a company. [read post]
31 Oct 2023, 6:26 am
One of the most striking elements of the Executive Order is in its form. [read post]
24 Jul 2012, 1:29 pm
NASD is now the Financial Industry Regulatory Authority. [read post]
17 Jan 2011, 11:47 am
Rudolph Elmer, an ex Julius Baer executive turned over Bloomberg News. [read post]
12 Jul 2019, 8:59 am
Please contact Shepherd Smith Edwards and Kantas, LLP today (SSEK Law Firm) so that we can offer you a free, no obligation case consultation. [read post]
18 Jun 2014, 1:43 pm
The head of the UK's Financial Conduct Authority, Chief Executive Martin Wheatley, used a speech at Bloomberg, London given on 3 June 2014 to promote the FCA's Project Innovate (the drafted text of Martin Wheatley's speech can be read at http://www.fca.org.uk/news/making-innovation-work). [read post]
