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8 Aug 2018, 6:44 am by HR Daily Advisor Editorial Staff
“In response, executives are using more comprehensive staffing strategies, including automating routine tasks so employees can focus on higher-value projects and working with managed services providers for access to specialized, scalable teams on demand. [read post]
8 Jul 2009, 7:55 am
Usually, adult protective services (APS) caseworkers either are trained as social workers or come from other public service agencies that emphasize the caregiving or social services aspect of elder care. [read post]
5 Feb 2008, 12:44 pm
Given the reliance on information technology to move the mail and report financial transactions, the Postal Service IT infrastructure and the management thereof play a significant role in ensuring the integrity and reliability of the organization's financial reporting and in supporting Sarbanes-Oxley Act compliance.When passage of the Postal Act was announced, the IT organization immediately went into action, proactively using the Sarbanes-Oxley Act as a… [read post]
20 Sep 2006, 11:32 am
Huertas, Director of Wholesale Firms and Banking at the UK Financial Services Authority said that the dramatic increase in hard-to-value illiquid derivatives threatens to overwhelm risk management practices at financial institutions. [read post]
26 Jan 2009, 1:36 pm
Immediately report any instance of elder abuse to Adult Protective Services or the police department. [read post]
15 Aug 2023, 4:46 pm by Len Feltoon
In addition, the organization will select the service options. [read post]
Our latest episode of Regulation Tomorrow Plus is now available to stream and download on ‘Apple podcasts‘ and ‘Spotify‘ In this podcast Katie Stephen, Co-Head of our Contentious Financial Services Group in London, and Celia Cohen, Co-Head of Financial Institutions in the United States, discuss the key regulatory risks for financial services firms in their respective jurisdictions around Environmental, Social and Governance issues.… [read post]
10 Nov 2014, 7:56 am by David Fagan
  Such efforts, moreover, may very well spread beyond the financial sector, since the threat of cyber attacks originating from third-party service providers is not limited to financial institutions. [read post]
2 Mar 2015, 8:03 am by David L. Ridenour
On February 26, the SEC Chair Mary Jo White hosted a meeting with European Union Financial Services Commissioner Jonathan Hill. [read post]
Correspondence between the Treasury Sub-Committee on Financial Services Regulations and the FCA On 1 May 2024, the Treasury Sub-Committee on Financial Services Regulations wrote to Nikhil Rathi, the Chief Executive of the FCA, asking a number of questions in connection with CP24/2. [read post]
18 Oct 2021, 4:02 am by Joseph Parise
These investment advisors have a fiduciary responsibility to give the best financial advice possible and work full-time in the financial services and wealth management in [read post]
23 Dec 2019, 7:45 am by Lisa Lee Lewis (UK) and Zaynah Bamgboye
The consultation welcomes input from stakeholders in four main areas: requirements on ICT and security risk management in the legislative acquis applicable to the financial sector; incident reporting requirements; digital operational resilience testing framework; and oversight of ICT third party providers to the financial institutions. [read post]
28 Jul 2016, 1:45 pm
Conrad and their two unregistered advisory firms, Financial Management Corporation and Financial Management Corporation, S.R.L. with defrauding investors in a $10 million hedge fund. [read post]
28 May 2017, 9:30 pm by Griffin Davis
Some of the problems that plague the financial services industry in its current, human-based form are likely to persist in dealings with robo-advisors. [read post]
4 May 2012, 1:06 pm
Forethought Financial Group, a privately-owned Houston based firm, is bringing more annuities business to Texas with its purchase of The Hartford Financial Services Group Inc. [read post]
30 Sep 2022, 7:16 am by Chris Skelton and Kara Simon
Final Thoughts Careful money management can help a consumer stay out of financial trouble, but sometimes debts are unavoidable. [read post]
2 Sep 2010, 7:02 am by admin
Even if the government doesn’t require every private-sector financial services firm to have an Office of Minority and Women Inclusion, reviewing employment decisions with respect to equity is an essential part of risk management. [read post]
This includes senior management and those in legal, compliance and risk teams who have or are developing financial services expertise. [read post]
5 Aug 2020, 10:00 pm
Subordinate regulations under the Financial Instruments and Exchange Act, Act No. 25 of 1948, as amended (FIEA), were amended on July 22 to allow foreign business operators to temporarily conduct business in Japan upon approval by the Financial Services Agency (FSA) if such operators have difficulty doing business in their jurisdictions due to catastrophe situations such as a natural disaster, an epidemic, or political instability. [read post]