Search for: "Financial Recovery Services Inc"
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13 Dec 2018, 12:15 pm
Stamer has worked closely with these and other clients on the design, development, administration, defense, and breach and data recovery of health care, workforce, insurance and financial services, trade secret and other information technology, data and related process and systems development, policy and operations throughout her career. [read post]
13 Dec 2018, 12:04 pm
The White Law Group announces the filing of a FINRA Arbitration claim against Capital Financial Services, Inc. [read post]
13 Dec 2018, 5:44 am
Angelone was also registered with The Vertical Group in New York, NY from March 22, 2010 until September 25, 2014, and with EKN Financial Services, Inc. in Woodbury, NY from October 2, 2009 until March 22, 2010, FINRA notes. [read post]
4 Dec 2018, 10:57 am
Dellaporta also worked for Fusion Analytics Securities LLC in Coral Springs, FL from August 28, 2015 until August 13, 2018, and with Ameriprise Financial Services, Inc. in Ft. [read post]
3 Dec 2018, 6:45 pm
Mark Tudor Has 5 Disclosures on His FINRA BrokerCheck Report, & Has 21 Years of Experience in the Securities Industry with 6 Different Firms Mark Tudor was registered with Raymond James Financial Services, Inc in Lake Mary, FL from June 13, 2014 until October 31, 2018, and with Raymond James & Associates, Inc. in Winter Park, FL from February 13, 2013 until June 17, 2014, FINRA notes. [read post]
3 Dec 2018, 5:02 pm
For example, as discussed here, in October 2018, a plaintiff shareholder filed a data breach-related securities suit against online educational service provider Chegg, Inc and certain of its executives. [read post]
30 Nov 2018, 9:42 am
What is more, the firm allegedly sent an e-mail to investors stating that not only is their money gone, but that they are now possibly on the hook to INTL FC Stone, a multi-billion dollar financial services firm, who acted as the clearing house for OptionSellers, reports note. [read post]
27 Nov 2018, 10:11 am
William Dumchus has also worked at the following firms: • Wells Fargo, NJ, Westfield, NJ — February 3, 2006 through April 17, 2014 • UBS Financial Services, Inc., Weehawken, NJ — December 1, 2000 through February 23, 2006 • Salomon Smith Barney, Inc., New York, NY — July 31, 1993 through December 11, 2000 • Lehman Brothers Inc., New York, NY — April 27, 1984 through July 31, 1993 • … [read post]
15 Nov 2018, 6:21 am
Scalese was also registered with ICBA Financial Services Corporation in Memphis, TN from January 8, 1999 until July 28, 2000, FINRA states. [read post]
15 Nov 2018, 4:00 am
On November 1, the California Court of Appeal in AMN Healthcare, Inc. v. [read post]
12 Nov 2018, 1:12 pm
In RJR Nabisco, Inc. v. [read post]
2 Nov 2018, 6:56 am
Jasmin, who has 16 years in the securities industry with 6 firms, has also been registered with National Securities in New York, NY from October 6, 2006 until June 4, 2007, and with Aura Financial Services, Inc in New York, NY from September 21, 2004 until October 3, 2006, FINRA reports. [read post]
31 Oct 2018, 5:57 am
Clouser was also registered with June 23, 2008 until June 1, 2009 in Portland, Oregon, and with UBS Financial Services, Inc in Portland, Oregon from March 9, 2001 until July 7, 2008, FINRA notes. [read post]
17 Oct 2018, 3:59 am
Are trade marks covering “financial services” lacking in clarity and precision? [read post]
2 Oct 2018, 11:58 am
The most recent case is a securities class action lawsuit that has now been filed against educational services company Chegg, Inc., after its recent announcement of a data breach involving customer data. [read post]
22 Sep 2018, 10:40 am
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) former advisor John Maccoll (Maccoll), formerly associated with UBS Financial Services Inc. [read post]
20 Sep 2018, 2:27 pm
He previously worked with Comerica Securities, L M Kohn & Company, Leonard & Company, Natcity Investments, Inc., First of America Brokerage Service, Independence One Brokerage, and two other firms. [read post]
27 Aug 2018, 7:44 am
Virgin Islands after doing some hurricane recovery work. [read post]
27 Aug 2018, 7:44 am
Virgin Islands after doing some hurricane recovery work. [read post]
9 Aug 2018, 11:48 am
The decision in Phone Recovery Services, LLC. v. [read post]
