Search for: "GENERAL TRADE CORPORATION" Results 541 - 560 of 12,778
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19 Dec 2023, 6:12 am by Unknown
The SEC also is sometimes barred by Congress from using funds to pursue certain rulemakings, some of which are suggested by the public via rulemaking petitions, as remains the case regarding public company political donations.In the case of Coinbase’s petition for clearer securities regulations on crypto activities, the Commission told the firm that its petition did not follow SEC rules and provide the “text or the substance of any proposed rule,” but instead offered only… [read post]
19 Dec 2023, 4:36 am by Rob Robinson
However, this also necessitates carefully analyzing trade-offs between cost and functionality. [read post]
18 Dec 2023, 9:05 pm by John C. Cruden
For me, the actors are anyone in the private sector: citizen groups, corporations, associations, and others. [read post]
18 Dec 2023, 2:48 pm by CFM Admin
., together known as Kraken, with operating Kraken’s trading platform as an unregistered securities exchange, broker, dealer, and clearing agency. [read post]
18 Dec 2023, 11:05 am by Courtney Finerty-Stelzner
  As an example, Getnick spoke of the post 9/11 World Trade Center disaster clean-up, where Getnick Law served as an independent monitor. [read post]
17 Dec 2023, 9:05 pm by renholding
In comparison with the dramatic governance failures in large unicorns, dual-class corporations have arguably fared reasonably well. [read post]
14 Dec 2023, 10:00 pm by Chijioke Okorie
Today, it’s about the trade marks. [read post]
14 Dec 2023, 6:09 am by Alden Abbott
End inquiries into ESG (environmental, social, and corporate governance) issues in Hart-Scott-Rodino (HSR) pre-merger information requests. [read post]
13 Dec 2023, 3:06 pm by Chris Skelton
One common example is account churning, which consists of making unnecessary trades to generate more commissions. [read post]
13 Dec 2023, 7:49 am by Unknown
By October 2014, he had covered his short position and generated $1.3 million in illegal profits.The jury returned a verdict in favor of the SEC, and the Massachusetts district court ordered a civil penalty and five-year injunction. [read post]
12 Dec 2023, 9:05 pm by renholding
SEC – Unlike the other three measures, the SEC’s proposed rules would apply only to publicly-traded companies. [read post]
12 Dec 2023, 10:02 am by Chris Castle
Renting the big New York office space is the corporate equivalent of playing house. [read post]
12 Dec 2023, 9:04 am by John Carroll and Joseph Antel
Last week the Federal Trade Commission (FTC) issued a press release highlighting recent and forthcoming actions by the FTC, Department of Justice (DOJ), and the Department of Health and Human Services (HHS), which they say will further promote competition, thereby lowering costs and increasing the quality of care in the U.S. health care market. [read post]
11 Dec 2023, 10:00 pm by Sherica Celine
§ 1.162-5 allow for more generous tax-favored benefits than Section 127 programs (e.g., there is not a $5,250 cap as with Section 127 programs), but the type of instruction must maintain or improve skills required in the employee's trade or business. [read post]
11 Dec 2023, 5:39 pm by Cari Rincker
Shareholders are generally not personally liable for a corporation’s debts or obligations. [read post]
11 Dec 2023, 1:18 pm by Holly
That means a Virginia corporation, LLC, or LP is a Reporting Company under the CTA, but a Virginia general partnership is not. [read post]
10 Dec 2023, 10:30 pm by Vasiliki Kosta
This involves the transfer of corporate management techniques to the public sector, in our case, higher education. [read post]
8 Dec 2023, 3:11 am by Rob Robinson
Recent scrutiny by the Washington Attorney General’s Office signals a departure from such clauses in franchise agreements. [read post]
8 Dec 2023, 3:00 am by Meredith Ervine
– While the materiality of a cybersecurity incident is being assessed, companies should consider whether trading windows should be closed. [read post]