Search for: "Gary Gensler" Results 541 - 560 of 1,250
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23 Aug 2023, 9:01 pm by renholding
This statement was issued on August 23, 2023, by Gary Gensler, chair of the U.S. [read post]
10 Oct 2023, 9:03 pm by renholding
This statement was issued on October 10, 2023, by Gary Gensler, chair of the U.S. [read post]
10 Aug 2022, 9:01 pm by Gary Gensler
This statement was issued on August 10, 2022, by Gary Gensler, chairman of the U.S. [read post]
16 Feb 2023, 9:01 pm by renholding
This statement was issued on February 15, 2023, by Gary Gensler, chair of the U.S. [read post]
22 Dec 2011, 2:00 am by Stephanie Figueroa
According to the chariman of the CFTC, Gary Gensler, the agency may vote to propose the Volcker rule in January 2012. [read post]
17 Dec 2021, 5:46 am
Securities and Exchange Commission, on Thursday, December 16, 2021 Tags: Capital allocation, Disclosure, Repurchases, SEC, SEC rulemaking, Securities regulation Statement by Chair Gensler on Buybacks Disclosure Proposal Posted by Gary Gensler, U.S. [read post]
20 Dec 2021, 12:49 pm by Kevin LaCroix
As I noted at the time, earlier this year SEC Chair Gary Gensler spoke publicly about the need for revisions to Rule 10b5-1, the regulatory provision that allows corporate executives, subject to certain requirements, to trade in their holdings of their companies’ securities. [read post]
2 Mar 2021, 2:49 pm by Kevin LaCroix
President Biden’s nominee to head the SEC, Gary Gensler, faced a grilling today before the U.S Senate banking committee as his nomination  proceeds through Congress. [read post]
4 Nov 2022, 6:30 am
Securities and Exchange Commission, on Thursday, November 3, 2022 Tags: Dodd-Frank Act, Form N-PX, Proxy voting, Say on pay, SEC, SEC enforcement Statement by Chair Gensler on Final Amendments to Form N-PX Posted by Gary Gensler, U.S. [read post]
31 Aug 2023, 5:32 am by Unknown
By Suzanne CosgroveAttorneys General of 16 states have written SEC Chair Gary Gensler to indicate their reservations about a potential initial public offering by China-backed online fashion and home-goods retailer SHEIN later this year.As a condition of being listed on a U.S. [read post]
19 Jul 2019, 5:00 am by John Jascob
Former CFTC Chairman and MIT professor Gary Gensler opined that the Libra Reserve is a pooled investment vehicle that should be regulated by the SEC and that the Libra Association should register as an investment adviser. [read post]
6 Mar 2023, 7:52 am by Unknown
In a pre-session statement, SEC Chairman Gary Gensler did not directly address possible changes in customer account rules but highlighted a recently proposed safeguarding rule for investment advisers that would expand the current 2009 custody rule.The SEC’s current custody rule covers a significant amount of crypto assets, Gensler said. [read post]
24 Sep 2021, 7:01 am by Jon Shazar - Dealbreaker
Since all that work will be moot soon enough, once they cease to be. [read post]
24 Oct 2023, 3:15 am by David Lynn
While it is does not appear that we will see the Commission act on climate disclosure by Halloween, we will get an opportunity to hear from SEC Chair Gary Gensler on the topic later this week. [read post]
16 May 2024, 9:01 pm by renholding
As is customary, I’d like to note that my views are my own as Chair of the Securities and Exchange Commission, and I am not speaking on behalf of my fellow Commissioners or the staff. [read post]
20 Jun 2024, 9:01 pm by renholding
Last month, the U.S. smoothly shortened the settlement cycle for equities, corporate bonds, and municipal securities to one day after the transaction date (T+1). [read post]