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12 Aug 2008, 11:22 pm
Since the 2003 issuance of the Provisions on the Takeover of Domestic Enterprises by Foreign Investor ("Old Rule"), the Ministry of Commerce ("MOFCOM") has handled more than 500 pre-merger filings. [read post]
24 Jul 2018, 9:48 am by Renae Lloyd
Reg D private placements such as Waveland Drilling Partners III-A LP are typically sold by brokerage firms in exchange for a large up front commission, usually between 7-10%, as well as additional “due diligence fees” that can range from 1-3%. [read post]
30 Aug 2017, 10:01 am by Renae Lloyd
  These Reg D private placements are then typically sold by brokerage firms in exchange for a large up front commission, usually between 7-10%, as well as additional “due diligence fees” that can range from 1-3%. [read post]
9 Dec 2016, 12:33 pm by Renae Lloyd
  Reg D private placements structured like Cion Investment Corporation are then typically sold by brokerage firms in exchange for a large up front commission, usually between 7-10%, as well as additional “due diligence fees” that can range from 1-3%. [read post]
20 Jan 2017, 9:23 am by Renae Lloyd
  These Reg D private placements are then typically sold by brokerage firms in exchange for a large up front commission, usually between 7-10%, as well as additional “due diligence fees” that can range from 1-3%. [read post]
20 Jan 2017, 9:49 am by Renae Lloyd
Fortunately, FINRA does provide for an arbitration forum for investors to resolve such disputes. [read post]
17 May 2018, 11:04 am by Renae Lloyd
Fortunately, FINRA does provide for an arbitration forum for investors to resolve such disputes. [read post]
14 Feb 2017, 8:30 am by Renae Lloyd
Fortunately, FINRA does provide for an arbitration forum for investors to resolve such disputes. [read post]
3 Aug 2021, 1:00 pm
Based Sectors in China: What Role Does International Investment Law Play? [read post]
18 May 2010, 6:56 am by Simon Lester
  Basically, the question is whether you compare (1) the treatment given to foreign investors as a whole to that given to domestic investors as a whole (the group test), or (2) the treatment of an individual foreign investor to that given to another investor (possibly a domestic investor, possibly any investor). [read post]
30 Nov 2010, 9:10 am by Doug Cornelius
“Real estate fund” means any private fund that is not a hedge fund, that does not provide investors with redemption rights in the ordinary course and that invests primarily in real estate and real estate related assets. [read post]
7 May 2021, 10:17 am by luiza
Notably, 6 of the Top-10 whistleblower awards doled out last year were made under the SEC program. [read post]
9 Mar 2020, 2:48 pm by Bernard Vogel, III
  For a filing fee of $10 per name, a corporate name can be reserved for 60 days. [read post]
10 Nov 2011, 1:45 pm by Alexander J. Davie
The aggregate amount sold to any investor in reliance on the exemption in any 12-month period is the lesser of (a) $10,000 (indexed to inflation) or (b) 10% of the investor’s annual income. [read post]
23 Dec 2022, 7:24 am by Unknown
Slack concludes the shareholder does not have standing to sue over misrepresentations in the registration statement.The respondent shareholder counters that there is no conflict here because: (1) other cases involving registered and unregistered shares did not become available for trading on an exchange at exactly the same time unlike in this case; and (2) the phrase “such security” refers to any security of the same “nature and type” whether registered or… [read post]