Search for: "In Matter of Clayton"
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1 Oct 2018, 6:27 am
Posted by Jay Clayton, U.S. [read post]
26 Sep 2018, 2:39 pm
In a public statement at an SEC open meeting, Chairman Jay Clayton noted that NMS stock ATSs regularly compete with national securities exchanges for order flow of the same securities, yet there is a significant difference in the information that these platforms must share with the public. [read post]
26 Sep 2018, 2:39 pm
In a public statement at an SEC open meeting, Chairman Jay Clayton noted that NMS stock ATSs regularly compete with national securities exchanges for order flow of the same securities, yet there is a significant difference in the information that these platforms must share with the public. [read post]
22 Sep 2018, 8:20 am
Last week, the military commission in United States v. [read post]
19 Sep 2018, 11:28 am
His antitrust opinions, certain other competition matters, and a closely related dispute over the Obama net neutrality rule betray an ideological, anti-regulatory activist, willing to take bits and pieces of precedent and use them to change the law as he likes. [read post]
4 Sep 2018, 3:35 pm
Every year just after Labor Day, I take a step back and survey the most important current trends and developments in the world of Directors’ and Officers’ liability and D&O insurance. [read post]
31 Aug 2018, 8:46 am
The answer is likely a matter of opinion. [read post]
20 Aug 2018, 6:37 am
“The risk-assessment determination made by the General Assembly in enacting R.C. 2923.13 does not undermine the rehabilitative purpose of the juvenile-justice system, nor does it give rise to the due-process concerns we were called upon to resolve in Hand. [read post]
19 Aug 2018, 2:50 pm
In a statement issued also issued on Friday, SEC Chair Jay Clayton noted that “encouraging long-term investment in our country” is a key consideration for American companies. [read post]
17 Aug 2018, 3:00 pm
Antitrust Injury: As a general matter, you must show antitrust injury no matter what the claim. [read post]
1 Aug 2018, 7:15 am
By Jay Fishman, J.D.The SEC issued a statement from Chairman Jay Clayton asking investors, issuers, and other market participants to comment on whether the Commission’s existing proxy rules should be refined in advance of a fall 2018 roundtable that will discuss the matter. [read post]
13 Jul 2018, 6:19 am
Dear Chairman Clayton: As a bipartisan coalition of State Treasurers from across the country, we recognize the dire fiscal matters that face our nation and understand the pitfalls that imperil the financial security of American investors. [read post]
10 Jul 2018, 5:00 am
Clayton’s response indicated that he has not yet formed a definite view on the matter and that he does not view it as a priority. [read post]
10 Jul 2018, 3:57 am
FINRA MATTERS Enforcement FINRA Suspends a Member for Failure to Disclose Outside Business Activity. [read post]
5 Jul 2018, 6:36 am
Wright “apparently was not part of the fight and [Clayton County Police] are asking witnesses for any related phone video. [read post]
4 Jul 2018, 6:54 am
SEC Chairman Clayton and a number of his appointees have repeatedly stated that they want to reinvigorate IPOs (and our capital markets generally) by reducing compliance costs while maintaining appropriate investor protections. [read post]
27 Jun 2018, 8:08 am
Such a position would entail a facts and circumstances determination, and taking such a position is likely a risky strategy based on recent comments from SEC Chairman Clayton. [read post]
22 Jun 2018, 2:36 am
He tends be be a progressive on social matters and a conservative on fiscal issues. [read post]
16 Jun 2018, 1:49 pm
Since August 2016 Bartlett has been registered with Arrete Wealth out of the firm’s Clayton, Missouri office location. [read post]
15 Jun 2018, 7:59 am
Cir. 2018) When Xitronix sued KLA-Tencor, it raised only one cause of action – “a Walker Process monopolization claim under § 2 of the Sherman Act and §§ 4 and 6 of the Clayton Act based on the alleged fraudulent prosecution of a patent. [read post]
