Search for: "International Securities Exchange"
Results 541 - 560
of 10,626
Sorted by Relevance
|
Sort by Date
20 Feb 2014, 1:03 pm
Today the Securities and Exchange Commission filed an extensive brief and position statement before the U.S. [read post]
26 Jan 2011, 5:07 pm
An international piracy court would solve the jurisdictional problem, and it is being proposed by the “UN Secretary-General’s special adviser on maritime piracy Jack Lang, [who] warned Security Council members on Monday that more needs to be done to bring Somali pirates to justice, proposing an international piracy court (Hilema). [read post]
11 Jul 2022, 8:59 am
Securities and Exchange Commission (SEC) is considering including climate-related disclosures in a rule that mandates companies to disclose certain violations and risks to their investors. [read post]
22 Apr 2019, 1:17 am
" Here's the call: CALL FOR ABSTRACTSItalian Yearbook of International Law, Volume XXIX (2019)Challenges to Multilateralism in International Economic LawVolume XXIX-2019 of the Italian Yearbook of International Law (IYIL) will include a Symposium on “Challenges to Multilateralism in International Economic Law”, which will be edited in cooperation with the Interest Group on International and Supranational Organizations of the Italian… [read post]
19 Feb 2019, 6:31 am
" Here's the call: CALL FOR ABSTRACTSItalian Yearbook of International Law, Volume XXIX (2019)Challenges to Multilateralism in International Economic LawVolume XXIX-2019 of the Italian Yearbook of International Law (IYIL) will include a Symposium on “Challenges to Multilateralism in International Economic Law”, which will be edited in cooperation with the Interest Group on International and Supranational Organizations of the Italian… [read post]
22 Feb 2009, 3:56 pm
In the wake of the US Securities and Exchange Commission's accusations that R. [read post]
23 Apr 2010, 9:19 am
What was going on at the Securities & Exchange Commission while the financial world teetered on the brink? [read post]
3 Jan 2022, 12:51 pm
Commonly known as the Iran Nuclear Deal, the JCPOA stipulated Tehran would curb a host of nuclear activities and open up to international inspections of its program in exchange for the repeal of damaging economic sanctions. [read post]
6 Nov 2018, 6:22 am
On October 16, 2018, the Securities and Exchange Commission issued a report warning public companies about the importance of internal controls to prevent cyber fraud. [read post]
14 Dec 2009, 10:12 am
-regulated exchanges. [read post]
10 Oct 2014, 3:43 pm
According to financial-planning.com, Blake Richards, the former LPL adviser who was ordered to return nearly $2 million to investors and fined $80,000 by a federal judge in Georgia, is now under internal review by the Securities and Exchange Commission. [read post]
19 Apr 2022, 9:05 pm
For instance, in 2001, the Securities and Exchange Commission (SEC) established a cooperation program by issuing what is commonly referred to as the Seaboard Report, which lists internal investigations as an important factor in determining whether or not to punish a firm. [read post]
1 Nov 2022, 8:38 am
(Securities and Exchange Commission). [read post]
24 Jul 2012, 3:26 pm
Substituted compliance means that a non-U.S. swap dealer or non-U.S. major swap participant is permitted to conduct business by complying with its home regulations, without additional requirements under the Commodity Exchange Act.The Commission believes that a cross border policy that allows for flexibility in the application of the Commodity Exchange Act, while ensuring the high level of regulation contemplated by the Dodd-Frank Act and avoiding potentially conflicting… [read post]
5 Oct 2017, 12:00 am
Aug. 10, 2017), defendants Damon Hovannisian, Vernon Hovannisian, Vincent Hovannisian, and Eddie Arakelian (collectively “Defendants”) consented to the entry of a permanent injunction against them, prohibiting future violations of the Securities Exchange Act Section 10(b) (“§ 10b”) and disgorgement of profits including prejudgment interest totaling $470,000 to settle securities fraud claims brought by the United States Securities and… [read post]
5 Nov 2019, 8:07 am
On 4 November 2019, the International Organization of Securities Commissions (IOSCO) released a statement on a study of stablecoin initiatives with a potential global reach (Global Stablecoins). [read post]
17 Jan 2024, 6:29 am
Relevant International Law Israel’s authority to use force and conduct military operations is rooted in international law. [read post]
6 Aug 2009, 6:17 pm
The Securities and Exchange Commission ("SEC") brought lawsuit in the Manhattan federal court against former American International Group, Inc. [read post]
17 Dec 2018, 12:00 am
The court held Plaintiff did not allege with particularity a violation of Section 10(b) or Section 20(a) of the Securities Exchange Act of 1934 (the “Exchange Act”).Plaintiff alleges that starting in the first quarter of 2015, Defendants misled shareholders by attributing company growth to increased sales in China. [read post]
11 Feb 2020, 4:24 pm
In a speech to the International Blockchain Congress on February 6, 2020, Securities and Exchange (“SEC”) Commissioner Hester Peirce, sometime referred to as “Crypto Mom,” proposed a three-year safe harbor for virtual currency token projects. [read post]
