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10 May 2012, 9:30 pm by Mima Mohammed
See related RegBlog post.Securities and Exchange Commission chair Mary Schapiro announced that federal financial regulators will be looking into JPMorgan Chase's estimated $2 billion trading loss. [read post]
30 Apr 2012, 11:25 am by Joe Consumer
Prosecutors recently dropped the charges against the councilman, saying they couldn't secure the testimony of a key officer in the incident. [read post]
30 Apr 2012, 11:25 am by Joe Consumer
Prosecutors recently dropped the charges against the councilman, saying they couldn't secure the testimony of a key officer in the incident. [read post]
4 Apr 2012, 5:54 am by Jenna Greene
The missive came in the form of a prologue to a Securities and Exchange Commission case against Direct Edge Holdings LLC, Bloomberg reports. [read post]
2 Apr 2012, 6:15 am by Mandelman
What follows below are slides from an actual presentation of a Residential Mortgage-backed Securities – RMBS/REMIC deal… but NOT the slides from a “road show” presentation to potential investors… what you’re about to see are slides from an INTERNAL meeting that was actually held back in February of 2006 when WMC Mortgage’s management presented the company’s second RMBS securitization deal to the management from parent company, GE. [read post]
26 Mar 2012, 4:38 pm
The securities claims accused JPMorgan of violating the Employee Retirement Income Security Act and its state-imposed fiduciary obligations when it invested in Sigma. [read post]
26 Mar 2012, 12:11 pm
In other investigations, the SEC has told Goldman Sachs Group Inc. and JPMorgan Chase & Co. [read post]
21 Mar 2012, 7:00 am by admin
  Without CDSs, no securities could be insured privately, the supply of capital would shrink, and hence its cost would rise and its adaptability and responsiveness fall. [read post]
15 Mar 2012, 5:58 pm by Colin O'Keefe
Citigroup Global Markets: Second Circuit Stays District Court Proceedings For Duration of Appeal and Directs the Clerk to Appoint Counsel to Advocate Upholding the Judge Rakoff’s Ruling - Washington, DC lawyer William McGrath of Porter Wright on the firm’s Federal Securities Law Blog UConn is Dancin’ for a Third Reason: Its Donor List is a Trade Secret and Exempt from Freedom of Information Act – Chicago lawyer Scott Schaefers of Seyfarth Shaw on the… [read post]
2 Mar 2012, 6:49 am by Rich Vetstein
Case Underscores Importance of Safeguarding Loan Documents And Getting Subordinations JPMorgan Chase & Co. v. [read post]
27 Feb 2012, 7:13 am by Felix Shipkevich
So far, authorities traced hundreds of millions in customer money to JPMorgan Chase and other trading partners and securities customers, mingling customers’ money with the firm’s funds. [read post]
26 Feb 2012, 4:48 am by Mandelman
”  He’s also in favor of equal rights (repealed “Don’t ask, Don’t tell”), thinks his health care bill will stop insurance company abuses, is pro national security (brought troops home), and wants tax cuts for the middle class (yeah, whatever). [read post]
26 Feb 2012, 4:27 am by Mandelman
”  He’s also in favor of equal rights (repealed “Don’t ask, Don’t tell”), thinks his health care bill will stop insurance company abuses, is pro national security (brought troops home), and wants tax cuts for the middle class (yeah, whatever). [read post]
23 Feb 2012, 10:53 am
This new group will concentrate on efforts to pursue illegal activities related to residential mortgage-backed securities, including packaging, marketing and valuation. [read post]