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5 Jun 2015, 5:32 am
At one time, the company was a third-party marketer of hedge funds whose main function was to introduce and market hedge funds to financial institutions. [read post]
5 Jun 2015, 3:52 am
Comments on this new analysis are due by July 6th (coincidentally, the same deadline as the P4P proposal). [read post]
1 Jun 2015, 2:12 pm
Gwinn on July 10, 2014, at which time Dr. [read post]
1 Jun 2015, 4:05 am
The following are various hedge fund events happening this month. [read post]
1 Jun 2015, 4:05 am
The following are various hedge fund events happening this month. [read post]
26 May 2015, 9:59 am
(OneAmerica) from April 2010, through July 2013. [read post]
11 May 2015, 8:00 am
Ulysses is now a defunct Illinois limited liability company but was a third-party marketer of hedge funds whose main function was to introduce and market hedge funds to financial institutions in exchange for the hedge funds paying Ulysses a fee. [read post]
9 May 2015, 6:00 am
He hedged his risk. [read post]
1 May 2015, 3:00 am
The following are various hedge fund events happening this month. [read post]
1 May 2015, 3:00 am
The following are various hedge fund events happening this month. [read post]
28 Apr 2015, 3:43 am
Next week, Barbara is riding for Julie and a colony cancer research foundation. [read post]
20 Apr 2015, 1:09 am
In the fiscal year that began July 1, 2013, and ended halfway through last year, the pension investments earned 16.9 percent. [read post]
14 Apr 2015, 6:46 am
In addition, John Thomas faced allegations of penny-stock fraud by FINRA after the firm reaped more than $100 million in commissions over its six-year history before it closed in July. [read post]
14 Apr 2015, 2:16 am
Nygard made the allegations in a US$50 million countersuit, seeking damages from billionaire hedge fund manager Louis Bacon for harassment and frivolous litigation. [read post]
6 Apr 2015, 6:00 am
In addition, John Thomas faced allegations of penny-stock fraud by FINRA after the firm reaped more than $100 million in commissions over its six-year history before it closed in July. [read post]
20 Mar 2015, 4:06 am
The new system for monitoring systemic risk in the hedge fund industry is based on sector-wide aggregated individual interdependencies of performance rates between individual hedge funds and the entire industry. [read post]
11 Feb 2015, 7:04 am
Thereafter, Grenda was registered with Mid Atlantic until July 2013. [read post]
30 Jan 2015, 5:00 am
SEC Co-Chief of Division of Enforcement’s Asset Management Unit Identifies 2015 Exam Priorities for Hedge and Private Equity Funds in the National Law Review On November 18, 2014, Julie M. [read post]
13 Jan 2015, 8:25 am
The House, having failed to pass bipartisan legislation containing a number of Dodd-Frank corrections and job creation measures on a fast track, is brining the Promoting Job Creation and Reducing Small Business Burdens Act, H.R. 37, under a rule this week. [read post]
5 Jan 2015, 3:31 pm
www.colefrieman.com December 29, 2014 Clients, Friends, Associates: December is the busiest month of the year for most private fund managers. [read post]