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12 Jul 2013, 6:00 pm
Certain SEC disciplinary orders relating to brokers, dealers, municipal securities dealers, investment companies, and investment advisers and their associated persons. [read post]
11 Jul 2013, 10:31 am by Allison Tussey
Dever ordered the unsealing today of the cases against real estate developers DAVID LEWIS JOHNSON, 39 of Cary, and ARTHUR LEE BARNES, JR., 46 of Rocky Mount. [read post]
6 Jun 2013, 9:37 pm by James Hamilton
He also queried why only two companies, ISS and Glass Lewis, handle 97 percent of the proxy advisory market. [read post]
2 Jun 2013, 9:19 pm by Lisa Milam-Perez
Puma, a partner in the Philadelphia office of Morgan Lewis & Bockius, during a May 2012 conference when the complaints were just beginning to pick up steam. [read post]
20 May 2013, 4:23 am by Jon Gelman
Inspection and remediation at any remaining major or long-term suppliers to each  company (“Tier 2 factories”). [read post]
28 Feb 2013, 4:22 am by Broc Romanek
There is a 75-minute Q&A session with ISS - and one also with Glass Lewis! [read post]
14 Feb 2013, 11:52 pm by Ben Reeve-Lewis
[Ben Reeve Lewis is worried about his retirement prospects...] [read post]
13 Feb 2013, 4:45 pm
In our quarterly update materials, we share the key trends in: venture capital and emerging growth investing (overall investment decreased on a quarterly basis by 25% - software remained robust while investment in consumer products and services increased 232% over Q3 levels) venture capital fundraising (dollar commitments increased by 10% compared to 2011, with the top 5 venture capital funds accounting for 55% of total fundraising for Q4, on par with Q3) private… [read post]
24 Jan 2013, 4:12 am by Broc Romanek
If the discretionary accruals are out of line compared to peer companies, then the company may be flagged for further analysis. [read post]
11 Jan 2013, 12:05 am by Ben Reeve-Lewis
Invest your shares in cardboard box companies…..No….trust me, this is where many people are going to end up this year. [read post]
7 Jan 2013, 6:00 pm by Jonathan Macey
  Take, for example, a U.S. mutual fund stock in a Japanese company traded on the Tokyo Stock Exchange (“TSE”), which usually closes at 2 a.m. [read post]
3 Jan 2013, 11:11 am by David C. Scileppi
  Failure to comply with the arbitrary guidelines of ISS or the often unknowable guidelines of Glass Lewis can cause a company the potential embarrassment of a “failed” Say-on-Pay vote regardless of whether the independent directors at the company, who painstakingly analyzed various metrics in deciding what to pay the executive officers, determined the compensation to be in the best interests of the company and its shareholders. [read post]
29 Nov 2012, 12:35 pm by Stikeman Elliott LLP
We have created this Canadian Public Company Disclosure Reference Guide to assist you in preparing your annual disclosure, including financial statements, MD&A, AIFs and information circulars. [read post]
20 Nov 2012, 10:00 pm by Jim Hassett
  For example, at Morgan Lewis, Richard Rosenblatt, the operations partner for the Labor and Employment Practice says that: AFAs invite the client to engage with us and increase the ties that bind. [read post]
7 Nov 2012, 3:54 am by Rob Robinson
Chase LLC -  http://bit.ly/SSv96a (Todd Ohlms, Joseph Fogel) Failing to Preserve:  Apple, Samsung Narrowly Escape Adverse Inference Instruction - http://bit.ly/RuTGtt (Michael Kozubek) Five Questions with Ralph Losey about the New eDiscovery Best Practices (EDBP) Model for Attorneys – http://bit.ly/SXuNJ4 (Dean Gonsowski) Five Reasons to Outsource Litigation Support - http://bit.ly/StFgvy (Ralph Losey) How to Preserve Data When You Can’t Trust Your… [read post]