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3 Dec 2011, 11:26 am
Other accounts, however, including securities accounts (mutual funds, etc.) and certain insurance products, are not FDIC-insured even if they are opened or sold at an insured bank. [read post]
29 Mar 2010, 9:41 am
On March 22, the Mutual Fund Dealers Association of Canada (MFDA) released a bulletin in which it discussed the "significant financial compliance deficiencies" identified during on-site examinations of its member firms. [read post]
30 Oct 2008, 10:03 pm
In State Street Bank, the Federal Circuit concluded that the mutual funds pooling algorithm was different from a mere mathematical algorithm in that it produced "a useful, concrete and tangible result. [read post]
29 Jan 2008, 7:49 pm
Securities and Exchange Commission is expected to sign a memorandum of understanding in the next several days with the China Banking Regulatory Commission that will allow banks in China to develop U.S. stock mutual funds for their clients The article goes on to debate the QDII program a bit from both ways, but where I put my money is that the Chinese will invest in a product that reduces their risk to the Chinese economy. [read post]
17 Feb 2009, 4:05 pm
The SEC accused Stanford Capital Management, a Houston-based investment advisory unit, of inflating the performance of its $1.2 billion-asset Stanford Allocation Strategy mutual fund in promoting it to prospective investors. [read post]
13 Feb 2023, 1:27 pm
In the Department of Justice, The Bank Integrity Unit investigates and prosecutes complex, multi-district, and international criminal cases involving financial institutions and individuals who violate various federal statutes, including the Money Laundering Control Act, the Bank Secrecy Act, and economic and trade sanctions programs authorized by the International Emergency Economic Powers Act. [read post]
13 Feb 2023, 1:27 pm
In the Department of Justice, The Bank Integrity Unit investigates and prosecutes complex, multi-district, and international criminal cases involving financial institutions and individuals who violate various federal statutes, including the Money Laundering Control Act, the Bank Secrecy Act, and economic and trade sanctions programs authorized by the International Emergency Economic Powers Act. [read post]
30 Nov 2020, 12:22 pm
Instead he purportedly put the money in his own bank account and allegedly used the funds to pay personal expenses such as credit cards, mortgage, child support, vacations and more than $80,000 to Tiffany & Co., according to news reports. [read post]
4 Dec 2018, 8:06 am
Providing originals or certified copies of relevant documents and records, including government, bank, financial, corporate or business records;g. [read post]
18 Apr 2010, 7:23 pm
“But I don’t know how these huge banks can operate for the benefit of the people. [read post]
25 Mar 2018, 8:36 am
Sometimes they serve to articulate positions of various miltilateral factions (always shifting) in the constant struggle for influence and the management of the international system in "mutually beneficial" ways--understood in the sense that such mutual benefit for all is evidenced by the work of the vanguard able to cobble together sufficient votes to make that point. [read post]
12 Mar 2008, 6:00 am
The court granted Bank of America's motion to dismiss, finding that Schlegel failed to allege a concerted action between the bank, bank officials, and Maine. [read post]
12 Jan 2014, 11:48 pm
Background Integrity Bank of Alpharetta, Georgia was one of the first banks in Georgia to fail as part of the current bank failure wave when it was closed on August 28, 2008. [read post]
9 Feb 2010, 7:41 pm
Why aren’t the interests affected by the community banks’ capital starvation first being identified and then discussed openly, honestly, and frankly so that options for mutual gain can be developed? [read post]
1 Jul 2014, 8:32 pm
Taxes in Korea: Earned Income Tax Exclusion/FBAR Additional Mutual Saving & Loan Banks in Korea Operations Suspended by Korean Government Mandatory Registration of Long-term Trips Abroad – Korean Registration of Korean Nationals Residing Abroad Act of 2019 The Koreans are Coming: Hana Financial to Acquire Majority Share in U.S. [read post]
19 Apr 2016, 8:57 am
The American Bankers Association wrote that the SEC should exempt bank transfer agents from rules that conflict with or duplicate existing federal banking rules. [read post]
2 Nov 2012, 1:08 am
He practices in the banking and financial services fields. [read post]
6 May 2014, 8:12 am
Loan syndications are a traditional product that banks use to provide capital to corporations, she noted, while managing their exposure to credit risk. [read post]
24 Mar 2016, 2:01 pm
The firm reaped profits through fees generated by placing customers’ money into mutual funds and hedge funds.From 2008 to 2013, JP Morgan admitted that two of its units that manage money – its securities subsidiary and its nationally chartered bank – failed to disclose those benefits that resulted in a conflict of interest. [read post]
27 Nov 2022, 11:41 am
It’s Not as Easy as You Think Articles Peter Lawrence, Justifying Representation of Future Generations and Nature: Contradictory or Mutually Supporting Values? [read post]
