Search for: "Mark Astarita"
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4 Jun 2019, 9:42 am
, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
25 Aug 2016, 9:02 am
* * *SEC Orders and PenaltiesAssetMark – $500,000BB&T Securities – $200,000Banyan Partners – $200,000Congress Wealth Management – $100,000Constellation Wealth Advisors – $100,000Executive Monetary Management – $100,000HT Partners – $100,000Hilliard Lyons – $200,000Ladenburg Thalmann Asset Management – $200,000Prospera Financial Services – $100,000Risk Paradigm Group – $100,000Schneider Downs Wealth… [read post]
25 Apr 2019, 8:07 am
SEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
29 Sep 2017, 2:42 pm
Szczepanik at (212) 336-1100.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
21 Aug 2017, 11:02 am
SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
10 Mar 2016, 10:13 am
Kelly earned his law degree from Georgetown University Law Center in 2004 and his undergraduate degree with highest honors from George Washington University in 1999.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
19 Jun 2019, 3:43 pm
, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
21 Jun 2016, 10:34 am
SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
8 Jun 2016, 9:53 am
SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
29 Mar 2019, 8:10 am
The updated MOU ensures that investment advisers, fund managers, private funds and other covered entities in the alternative investment fund industry that are regulated by the SEC and the FCA will be able to continue to operate on a cross-border basis without interruption, regardless of the outcome of the UK’s withdrawal from the EU.These MOUs will come into force on the date EU legislation ceases to have direct effect in the United Kingdom.SEC Press Release--- If you believe need help with a… [read post]
2 Aug 2017, 7:18 am
The SEC appreciates the assistance of the Financial Industry Regulatory Authority, Swiss Financial Market Supervisory Authority, Hong Kong Securities and Futures Commission, Liechtenstein Financial Market Authority, Guernsey Financial Services Commission, British Columbia Securities Commission, Québec Autorité des Marchés Financier, Ontario Securities Commission, Turks and Caicos Islands Financial Services Commission, and Cayman Islands Monetary Authority.SEC Press… [read post]
10 Aug 2016, 1:10 pm
Attorney’s Office for the Eastern District of Virginia and the Federal Bureau of Investigation.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
11 Oct 2017, 12:54 pm
Attorney’s Office for the Southern District of Florida and the Federal Bureau of Investigation’s Miami Field Office.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
18 Jul 2019, 10:37 am
, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
20 Jan 2016, 1:14 pm
The SEC appreciates the assistance of the New York Department of Financial Services and the Public Company Accounting Oversight Board.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
11 Apr 2019, 10:34 am
AdjournmentSEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
4 May 2016, 8:09 am
Attorney’s Office for the District of New Jersey and the New Jersey Bureau of Securities.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
12 Jul 2019, 2:05 pm
, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
28 Jul 2016, 1:41 pm
Discussion of Next Steps/ Adjournment SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
28 Sep 2017, 1:27 pm
SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
