Search for: "Officer Oxley"
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29 Jan 2010, 5:00 am
Coincidentally, our 44th president is also in office. [read post]
18 Nov 2011, 2:00 am
Corporate Compliance Insights Blog: SEC Issues to Consider When Going Public – This post serves as a great resource for preparing for an initial public offering, breaking down the public disclosure requirements, corporate governance requirements, and the Sarbanes-Oxley and Dodd-Frank requirements. 3. [read post]
21 May 2008, 1:28 am
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OUTSIDE COUNSEL:
§304 of Sarbanes-Oxley Act: New Tool for Disgorgement? [read post]
17 Jul 2009, 6:14 am
First, it requires that members of the compensation committee meet new standards for independence, just as Sarbanes-Oxley did for audit committee members. [read post]
9 Sep 2013, 4:14 am
FMR LLC, the Supreme Court will hear argument on whether "whistleblowers" employed by a privately held contractor or subcontractor of a publicly traded company are protected from retaliation by Sarbanes-Oxley. [read post]
3 Aug 2012, 7:48 am
Grassley said: Chairman Leahy and I worked together ten years ago to establish whistleblower protections for private sector employees as part of the Sarbanes-Oxley reform effort. [read post]
15 Aug 2012, 2:00 am
In 2011, 13% of companies that comprise the Fortune 500 and S&P 500 had a new chief executive officer (“CEO”), the highest turnover since 2005, according to a study from executive search consultants Crist Kolder Associates. [read post]
16 Oct 2006, 5:05 am
While boards are certainly more independent today than pre-Sarbanes-Oxley, my sense is that independent directors are focused primarily on compliance, not strategy. [read post]
18 Jul 2007, 11:05 pm
The charge related to the fact that Black removed boxes of documents from the offices of Hollinger Inc. [read post]
15 Aug 2012, 2:00 am
In 2011, 13% of companies that comprise the Fortune 500 and S&P 500 had a new chief executive officer (“CEO”), the highest turnover since 2005, according to a study from executive search consultants Crist Kolder Associates. [read post]
25 Mar 2008, 1:17 am
DISTRICT COURTSOUTHERN DISTRICT OF NEW YORKAdmiraltyHarbor Unit Police Officer's Suit Against Tug, City Dismissed; Injury Not Caused by Unseaworthy ConditionMurray v. [read post]
27 May 2007, 4:36 pm
First elected to the House of Representatives at age 30, after serving only two terms in the House, Stockman was then named Reagan's first director of the Office of Management and Budget. [read post]
12 Apr 2007, 8:17 am
The directors, the accountants (in this case, Arthur Andersen), and the chief financial officers (Robin Szeliga and Robert Wood ruff) would have had far more responsibility for the things that Qwest said. [read post]
18 Jun 2022, 6:30 am
According to SEC Chair Gary Gensler, “[w]e have a basic bargain in our securities regime, which came out of Congress on a bipartisan basis under the Sarbanes-Oxley Act of 2002. [read post]
14 Mar 2010, 5:33 pm
As commentators expect a flurry of litigation against Lehman’s former officers and outside advisors, the existing corporate governance norms including the Sarbanes-Oxley Act of 2002 are likely to be put to intense testing. [read post]
14 May 2010, 2:27 pm
Abstract: The recent subprime mortgage disaster exposed corporate officers and directors who mismanaged their corporations, failed to exercise proper oversight, and acted intheir self-interest. [read post]
18 Jun 2022, 6:30 am
According to SEC Chair Gary Gensler, “[w]e have a basic bargain in our securities regime, which came out of Congress on a bipartisan basis under the Sarbanes-Oxley Act of 2002. [read post]
25 Jun 2010, 7:03 am
As those of you that followed Sarbanes-Oxley know, financial reform often turns into a grab bag opportunity to pass rules that have been hanging around the legislature for a long time, trying to look like a good idea. [read post]
25 Feb 2015, 5:46 pm
A Two-Year Retrospective – West Palm Beach lawyer Andrew Hoffman on the InfoLawGroup blog Divorce & Hidden Money: Filing Letters Rogatory & Lawsuits Over Offshore Assets – Manhattan fraud investigation lawyer Fred Abrams in his Asset Search Blog Great Marketing Events Are Catalysts To Business Development Conversations – Chief Marketing Officer Eric Fletcher on his blog, Marketing Brain Fodder The Fisherman and the Sarbanes-Oxley Act – Elizabeth… [read post]
2 Jul 2009, 8:18 am
" As the executive summary explains, Sarbanes-Oxley provided a similar method of disclosure of codes of ethics under Section 406. [read post]
