Search for: "Ontario Securities Commission"
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27 Apr 2012, 5:21 pm
In addition, Banro adduced evidence establishing that its reputation in Ontario is vital to conducting business, attracting investors and maintaining good relations with regulators such as the Ontario Securities Commission [38]. [read post]
27 Apr 2012, 11:55 am
Staff of the Canadian Securities Administrators published a staff notice yesterday to highlight issues identified in reports of exempt distributions (private placements) filed under Form 45-106F1, and providing guidance relevant to the preparation of the form. [read post]
27 Apr 2012, 10:09 am
Regulatory information sharing The regulatory authority for gambling in the Canadian province of Ontario (Alcohol and Gaming Commission of Ontario) has entered into an agreement with the regulatory authority for gambling in the Mediterranean country of Malta (Malta Lotteries and Gaming Authority). [read post]
27 Apr 2012, 4:56 am
Securities Commission. [read post]
26 Apr 2012, 4:50 pm
The need for certainty and predictability may conflict with the objective of fairness….The challenge is to reconcile fairness with the need for security, stability and efficiency in the design and implementation of a conflict of laws system. [read post]
23 Apr 2012, 7:08 am
In the spirit of full disclosure, I feel inclined to tell you that I’ve just returned to McCarthy Tétrault after a very exciting six month secondment to the Corporate Finance Branch and M&A Team of the Ontario Securities Commission. [read post]
23 Apr 2012, 3:09 am
K 5001 A6 G68 2010 Governing security under the rule of law? [read post]
18 Apr 2012, 1:55 pm
Securities and Exchange Commission who spearheaded a 2004 Hollinger committee report on Black’s practices, along with three committee members, and other former Hollinger directors.The report said Black, a former Canadian citizen who is now a member of the British House of Lords, looted publisher Hollinger International of hundreds of millions of dollars. [read post]
17 Apr 2012, 9:20 am
The Ontario Securities Commission recently announced that Ministerial approval has been granted in respect of the previously-announced: (i) amendments to NI 25-101 Designated Rating Organizations; (ii) Supervisory MOU between the OSC, EMSA, AMF and BCSC; (iii) changes to NI 81-102 Mutual Funds; and (iv) MOU with the ASIC. [read post]
10 Apr 2012, 11:07 am
The disclosure documents in question were filed exclusively with the United States Securities and Exchange Commission rather than any Canadian securities regulator, and the issuer is not a “reporting issuer” under the Ontario Securities Act. [read post]
10 Apr 2012, 1:13 am
Indeed, the possibility of this type of conflict was one of the specific concerns that an Ontario court raised while considering a litigation funding arrangement in Manulife Financial Corporation securities class action lawsuit pending in the court (about which refer here). [read post]
10 Apr 2012, 1:13 am
Indeed, the possibility of this type of conflict was one of the specific concerns that an Ontario court raised while considering a litigation funding arrangement in Manulife Financial Corporation securities class action lawsuit pending in the court (about which refer here). [read post]
5 Apr 2012, 7:59 am
Senior SEC staffers recently met with counterparts from the Ontario Securities Commission (OSC) to discuss ways to further strengthen cooperation regarding their supervision of financial firms. [read post]
2 Apr 2012, 2:26 pm
You will also find our security legislation different. [read post]
30 Mar 2012, 1:00 pm
The Ontario Securities Commission today released its draft Statement of Priorities for the financial year ending March 31, 2013. [read post]
27 Mar 2012, 7:44 am
FIT 2.0 will take several steps to boost participation by Ontario citizens. [read post]
23 Mar 2012, 3:06 pm
This includes incorporating substantive privacy protections -- such as data security and retention practices -- into business processes (such as is touted in the Privacy by Design model developed by the Privacy Commissioner of Ontario, Dr. [read post]
23 Mar 2012, 1:15 pm
Hansen - On March 20, the Ontario Securities Commission published a staff notice outlining the results of its regulatory review of emerging market issuers. [read post]
23 Mar 2012, 8:39 am
The SEC announced that it has established comprehensive arrangements with the Cayman Islands Monetary Authority (CIMA) and the European Securities and Markets Authority (ESMA) as part of long-term strategy to improve the oversight of regulated entities that operate across national borders.The two memoranda of understanding (MOUs) reached this month follow on a similar supervisory arrangement that the SEC concluded with the Quebec Autorité des marchés financiers and the… [read post]
21 Mar 2012, 9:14 am
The Ontario Securities Commission has urged boards of directors, underwriters, auditors, and exchanges to step up their game to better protect investors who put their money into emerging market issuers. [read post]
