Search for: "Open Market Inc." Results 541 - 560 of 4,656
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17 Jun 2013, 6:00 am by Richard Kummer
The SEC announced a settlement in an enforcement proceeding against eight former directors of five Regions Morgan Keegan open- and closed-end funds that were heavily invested in securities backed by subprime mortgages. [read post]
26 Mar 2014, 2:36 pm
The court held that the nature and purpose of the segment was open to dispute, and therefore further discovery was required. [read post]
24 May 2024, 7:03 am by Eric Fruits
By 1993, we had that opening quotation from Variety about the company being an “entrenched monopoly. [read post]
13 Nov 2007, 7:26 am
We have had quite a resurgence in the web market during the last few years. [read post]
20 May 2020, 1:58 pm by Jason Rantanen
Making it easier to find such licenses would help drive greater accountability and market transparency. [read post]
8 Jun 2017, 8:27 am by John Jascob
The president and CEO of the Chicago Stock Exchange accused some of commenters of distorting the facts and said the transaction would benefit the national market system by allowing it to compete with other markets. [read post]
27 Feb 2008, 10:00 am
Scientific-Atlanta, Inc., limited such liability in private actions based on SEC Rule 10b-5. [1] In doing so, the Court drastically restricted the types of private actions that are critical to investor confidence and market stability, and to thus to the success of U.S. securities markets. [read post]
23 Jan 2022, 2:49 pm by Mavrick Law Firm
Capital Wealth Advisors, Inc., 2021 WL 4898462 (Fla. 2d DCA 2021), clarified whether a business can get out of a financially unfavorable contract on the grounds that its “lopsidedness or open-endedness” is an invalid restraint on trade or commerce. [read post]
22 Oct 2007, 5:53 am
In a genuinely free market, you invest your money and you take your chances with the marketplace. [read post]
3 Feb 2017, 6:32 am by Adam Weinstein
  Often times brokers who engage in this practice use outside businesses in order to market their securities. [read post]
25 Aug 2023, 9:03 am by Alyzza Austriaco
District Court for the Northern District of California alleging the Tile tracking device, used to determine the whereabouts of missing keys or a purse, was marketed “both explicitly and implicitly for the purpose of tracking people – particularly women. [read post]
7 May 2014, 5:06 am
Including one operation that used a wad of Obamabucks to fund their upstart organization.For instance, one of the insurers, Chicago-based Land of Lincoln Health Inc. [read post]
16 May 2013, 4:43 pm by John L. Welch
Applicant Heckethorn contended that many other off road tire companies try to project the same connotation, and it pointed to eight third-party registrations for marks that include the word "Country" for tires, including ALL COUNTRY, OPEN COUNTRY, and HIGH COUNTRY. [read post]
3 Apr 2017, 11:05 am by Kaycie Tyll
It's so interesting and eye-opening to have the opportunity to meet other insurance compliance professionals and hear all about the various issues, challenges and trending topics from their own perspectives. [read post]
27 May 2010, 5:08 am
WASHINGTON andmdash; The Financial Industry Regulatory Authority (FINRA) announced today that it has imposed a monetary sanction of $1.5 million against Citigroup Global Markets Inc. for supervisory violations relating to its handling of trust funds belonging to cemeteries in Michigan and Tennessee. [read post]