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4 Oct 2018, 10:47 am
” Noting recent speeches by Corporation Finance Director Hinman and Commissioner Peirce, the letter made the following requests: The SEC should clarify the criteria used to determine when offers and sales of digital tokens should properly be considered “investment contracts” and therefore offerings of securities. [read post]
3 Oct 2018, 3:00 am
Ironically, Commissioner Peirce’s remarks came during the month marking the 10th anniversary of the financial crisis. [read post]
30 Sep 2018, 4:48 pm
Again, in the Western tradition (notwithstanding the good work done by Whewell, Herschel and Mille earlier in the nineteenth century) it was left to [Charles Sanders] Peirce in the late nineteenth century to bring out the value of the method of hypothesis (calling it abduction and distinguishing it from deduction and induction). [read post]
28 Sep 2018, 6:15 am
Peirce, U.S. [read post]
25 Sep 2018, 6:42 am
” The suitability standard asks that brokers merely match the investor’s profile and objectives with the investments themselves, whereas the best interest standard forces investment advisors to choose products that are strictly in the investor’s best interest, even at the expense of the advisor’s best interest (hence the name).Trump Admin Says No More Securities Class ActionsLast month, the Trump appointed SEC Commissioner, Hester Peirce, suggested that she supports… [read post]
24 Sep 2018, 10:50 am
Peirce, U.S. [read post]
19 Sep 2018, 7:06 am
The Commission must either make space for innovation in regulated markets or risk investors seeking out new products in less-regulated environments, Peirce opined. [read post]
17 Sep 2018, 9:21 am
SR-BatsBZX-2016-30)) Commissioner Perice's Dissent https://www.sec.gov/news/public-statement/peirce-dissent-34-83723https://www.sec.gov/rules/other/2018/34-83723.pdf In part, Peirce cogently ... [read post]
6 Sep 2018, 7:25 am
Chairman Clayton and Commissioners Jackson and Peirce were appointed by President Trump, while Commissioner Stein was appointed by President Obama. [read post]
6 Sep 2018, 6:01 am
Roisman will join Republican Commissioner Peirce and Chairman Clayton to likely bring a more de-regulatory stance to the agency Commissioner Piwowar left the SEC in July and joined the Milken Institute on Wednesday. [read post]
10 Aug 2018, 12:57 pm
The debate stemmed from the different temperaments of Peirce and James. [read post]
7 Aug 2018, 9:07 am
Dissenting, Commissioner Peirce argued that allowing the product to be listed would help ameliorate the majority’s concerns about manipulation by helping to stabilize the bitcoin market (Release No. 34-83723, July 26, 2018). [read post]
6 Aug 2018, 2:24 pm
On July 26, 2018, the Securities and Exchange Commission (“SEC“), over the objection of Commissioner Peirce, disapproved a proposed rule change application by the Bats BZX Exchange, Inc. [read post]
6 Aug 2018, 3:00 am
Giancarlo was dubbed “Crypto Dad” by the cryptorati; inevitably, Peirce earned the moniker “Crypto Mom” from some Redditors. [read post]
3 Aug 2018, 6:10 am
Peirce, U.S. [read post]
3 Aug 2018, 6:00 am
[More…] Bitcoin believers are flocking to a sympathetic SEC commissioner’s Twitter account by John Detrixhe Peirce’s social media exposure got a boost from a Reddit user who goes by lamb0x, who called for readers on the site to “show her some love from the Crypto Community. [read post]
31 Jul 2018, 10:24 am
Peirce asserts that, “At a minimum, their costs of obtaining such assistance might rise markedly. [read post]
31 Jul 2018, 6:21 am
Peirce, U.S. [read post]
27 Jul 2018, 8:59 am
In her vigorous dissent, Commissioner Peirce argued that the application satisfied the statutory standard and that the SEC should permit BZX to list and trade the Winklevoss bitcoin ETF. [read post]
19 Jul 2018, 3:08 am
Among other points, the release asks whether: – Rule 701 & Form S-8 accommodations should extend to “gig economy” relationships – and what parameters should apply – Form S-8 requirements should be revised to ease compliance issues that arise when plan sales exceed the number of shares registered – The SEC should permit all of a company’s plans to be registered on a single registration statement – Companies would benefit from a… [read post]
