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11 Aug 2019, 4:18 pm
 Week 6: Self-Regulation; Third Party Certification,  and its Legal Effects: Corporate Social Responsibility Codes; what are they and how do they operate; third party certification, legal and social effects; CSR and social credit. [read post]
9 Aug 2019, 8:40 am
 Credit: picture from WIPO's account on Twitter. [read post]
1 Aug 2019, 8:29 am by Afro Chic
We’ll see tomorrow.This post brought to you by Afro Chic.Image Credit: Kane Reinholdtsen [read post]
1 Aug 2019, 8:20 am by Afro Chic
 This post brought to you by Afro Chic.Image Credit: Kane Reinholdtsen [read post]
29 Jul 2019, 7:34 pm by Richard Hunt
July 22, 2019) was trying to do the right thing, but couldn’t quite manage it. [read post]
16 Jul 2019, 10:18 am by CFM Admin
  Further, the RIA allegedly used soft-dollar credits in a manner not disclosed to clients, including use in a principal’s divorce settlement, rent paid to a principal owned company, and maintenance fees on a principal’s personal timeshare. [read post]
8 Jul 2019, 4:48 pm by Rob Robinson
“We are excited about our new partnership with Driven and its management team,” said Matt Darrah, Principal of Capital Southwest. [read post]
8 Jul 2019, 2:49 am by Franklin C. McRoberts
Two years ago, we wrote about a bitter rivalry between two brothers, James and Vincent Cortazar, over their ownership and management of a single-asset real estate enterprise, 47th Road LLC, which owned an apartment building in Queens. [read post]
1 Jul 2019, 9:42 am by Astarita
The Securities and Exchange Commission today charged Fieldstone Financial Management Group LLC and its principal Kristofor R. [read post]
26 Jun 2019, 7:04 am by Jay R. McDaniel, Esq.
Owners of a closely held business, be it a corporation, limited liability company or partnership, may enter into contracts that are triggered when the principals have become deadlocked. [read post]
24 Jun 2019, 8:24 pm
That new foundation is based on an embrace of the fundamental tenets of post 1945 economic globalization, and principally the free movement of goods, capital, and investment, along with the managed movement of people. [read post]
24 Jun 2019, 1:21 pm by Site Admin
In today’s episode, Victor tackles the question, “Are my financial advisors working in my best interest? [read post]
23 Jun 2019, 7:34 am by Rob Robinson
Court Reporting Business (Divestiture)Veritext Legal Solutions 11-Feb-19Propulse VideoTransPerfect 11-Feb-19QUiVX eDiscoveryXact Data Discovery 7-Feb-19Luminance (Investee)Invoke Capital, Talis Capital, and Slaughter and May (Investors)$10,000,000 31-Jan-19Catalyst Repository SystemsOpenText$75,000,000 25-Jan-19Cognatio LawElevate 24-Jan-19DISCO (Investee)Georgian Partners, Bessemer Venture Partners, LiveOak Venture Partner, The Stephens Group, Comerica (Investors)$83,000,000 21-Jan-19Yerra… [read post]
18 Jun 2019, 11:47 am by Guest Author
  (See In the Matter of the Application for CalPERS Membership Credit by Lee Neidengard (2005) CalPERS Precedential Decision No. 05-01.) [read post]
18 Jun 2019, 11:47 am by Guest Author
  (See In the Matter of the Application for CalPERS Membership Credit by Lee Neidengard (2005) CalPERS Precedential Decision No. 05-01.) [read post]
13 Jun 2019, 11:08 am by John C. Anjier
  The overarching principal of both duties is that the adviser must act in the best interest of the client at all times. [read post]
13 Jun 2019, 11:08 am by John C. Anjier
  The overarching principal of both duties is that the adviser must act in the best interest of the client at all times. [read post]
13 Jun 2019, 11:08 am by John C. Anjier
  The overarching principal of both duties is that the adviser must act in the best interest of the client at all times. [read post]