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23 Mar 2010, 8:00 pm
The SEC alleges that the Cantens made numerous material misrepresentations and omissions about the safety and security of investors' principal and returns and the use of investor funds. [read post]
18 May 2011, 7:29 pm
State and federal officials investigating mortgage practices had offered revised terms during settlement talks in Washington this week, including a proposal for banks to fund principal write-downs for homeowners. [read post]
7 Nov 2011, 5:39 pm
However, instead of making legitimate investments, the suit alleges that Kwasnik operated a typical Ponzi scheme that used new investor funds to make interest and principal payments to existing investors. [read post]
4 Apr 2007, 2:38 am
Interbank Funding Group, 208 F.R.D. 278, 285-86 (N.D.Cal.2002). [read post]
17 Apr 2015, 8:30 am
Benevides then used the fraudulently obtained funds for his own purposes, including paying the interest and principal on other, earlier loans that he had obtained in order to continue the fraudulent scheme, paying business expenses, paying the other co-conspirators involved in the scheme, and funding living expenses for himself and his family. [read post]
15 Jul 2014, 7:10 am
Benevides then used the fraudulently-obtained funds for his own purposes, including paying the interest and principal on other, earlier loans that he had obtained in order to continue the fraudulent scheme, paying business expenses, paying the other co-conspirators involved in the scheme, and funding living expenses for himself and his family. [read post]
2 Jul 2007, 11:32 am
Fidelity Distributors Corporation, the principal underwriter of the Fidelity family of mutual funds, failed to supervise for compliance with ethics, conflicts of interest policies in connection with gifts and entertainment. [read post]
5 Dec 2013, 10:54 pm
Funding the study was Bioniche Life Sciences, Inc., of Belleville, ON. [read post]
23 Sep 2014, 6:30 am
Stack, CPA, Principal, Amaxx Risk Solutions, Inc. is an expert in employer communication systems and part of the Amaxx team helping companies reduce their workers compensation costs by 20% to 50%. [read post]
28 Aug 2022, 4:08 pm
Red Reef, Inc., 921 So. 2d 681, 684 (Fla. 4th DCA 2006). [read post]
7 Nov 2011, 11:36 am
Spitzer was the principal officer and sole shareholder of Kenzie Financial, as well as the principal of other corporate entities. [read post]
21 Jun 2013, 3:30 am
Snyder has been an advisor for Rothschild Inc. [read post]
31 Oct 2018, 2:20 pm
Sheikh, Venable LLP, ro hac vice.Waterfall Eden Master Fund, Ltd., Intervenor, represented by Andrew Dieter Cordo, Ashby & Geddes, Michael Hanin, Kasowitz Benson Torres LLP, pro hac vice & Uri Itkin, Kasowitz Benson Torres LLP, pro hac vice.Waterfall Delta Offshore Master Fund, LP, Waterfall Sandstone Fund, LP., Baldr Sherwood Fund, Inc., One William Street Capital Master Fund, Ltd., OWS ABS Master Fund II, L.P., OWS COF I… [read post]
7 Oct 2014, 5:13 pm
Thomas Richard Jager, was the owner and managing employee of Whitehall Funding, Inc., a mortgage servicing company located in Davenport, Iowa. [read post]
22 Apr 2014, 8:22 am
LEAF Asset Management, LLC is a wholly-owned subsidiary of Resource America, Inc., a company that specializes in developing investment funds for outside investors and providing asset management services either by contract or by acting as the manager or general partner of its own sponsored investment funds. [read post]
23 Apr 2018, 1:20 am
Supreme Court issued its unanimous decision in Cyan, Inc. v. [read post]
23 May 2022, 8:47 am
Fully funding the CBP request will support the bipartisan, bicameral vision of the U.S. [read post]
2 Oct 2012, 2:35 am
State of California and Syncora Guarantee Inc. v. [read post]
19 Dec 2008, 2:30 pm
Google Inc., 1:07-cv-03371 (N.D. [read post]
9 Oct 2018, 5:21 am
The Commission found that the California-based company and its sole principal conducted an unregistered, non-exempt public offering and then invested over 40 percent of the fund's assets in digital asset securities. [read post]
