Search for: "Registration Private (4)" Results 541 - 560 of 2,434
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15 Oct 2018, 2:45 pm by Edward Eisert
In their present form, the Part 4 regulations provide only limited, conditional regulatory relief for advisers to “commodity pools,” broadly defined to include private investment funds (i.e., funds that are not required to be registered under the Investment Company Act of 1940 (the “Company Act”)), including venture capital funds, private equity funds and hedge funds, if they hold any “commodity interest,” such as an interest rate swap. [read post]
22 Jan 2014, 3:30 am
   Introduce new exceptions to infringement for private acts, experiments and teaching.Registered Community design4. [read post]
6 Feb 2022, 8:34 am by Alexandre Miura
 PatentlyO posted on the US Utility Patent Applications Allowance Rate followed by a quick analysis of the results.The European Patent Office published its 2022 Guidelines for Examination and the Kluwer Patent Blog prepared a post with the 4 main changes in the new version of the guidelines. [read post]
14 Jan 2015, 11:14 am
Prosper have used the basement apartment to have private sessions, to talk, and to mingle. [read post]
17 Feb 2009, 5:28 am
Sure, there are probably hundreds of technology trade shows put on by local, state and national bars and private companies. [read post]
6 Mar 2009, 2:41 am
State business registrations/filings - a growing number of states are offering electronic access to images of business entity filings. [read post]
22 Jun 2017, 3:54 pm by Adam Gana
His registration to the New Jersey Bureau of Securities, a self-regulatory organization, was revoke in September 2015. [read post]
15 Nov 2011, 6:38 am by Renee Newman Knake
  All panels must have at least 4 participants/papers and if we have less than 5 people/papers on a panel, the LSA will place others onto our panels. [read post]
22 Oct 2007, 6:53 am
It "aims at facilitating the private[z]ation and commerciali[z]ation of outer space by protecting private investment in that sector. [read post]
15 Dec 2020, 3:46 am by Chukwuma Okoli
Moreover, tactically, judgment creditors are likely to favour registration of the foreign judgment  under that statutory regime, where such registration is permitted, given the “better protection” which such regime affords them, at least theoretically, when compared with the common law[4]. [read post]
12 Mar 2012, 1:44 pm
The reform applies only to offerings under Rule 506 and does not directly affect offerings under other exemptions afforded by Regulation D or Section 4(2) of the Securities Act of 1933. [read post]
10 Dec 2018, 12:00 am by Race to the Bottom
House of Representatives passed the “JOBS and Investor Confidence Act of 2018,” frequently referred to as JOBS Act 3.0, with a vote of 406-4. [read post]
29 Oct 2008, 8:54 pm by Sean Hayes
It is interesting to note that the privacy protected, in application of the right, is not only against violations by the government, but violations by private individuals. [read post]
3 Jun 2011, 6:44 pm by Arina Shulga
There is a new bill in the House that aims to facilitate capital raising by private companies (H.R. 1070). [read post]
22 Nov 2021, 3:49 pm by Katitza Rodriguez
Moreover, under Article 13, private sector ESOs are also required to take down and block any prohibited information and documents (Article 9(4)). [read post]
7 Jan 2015, 6:01 am by Doug Cornelius
The key problem with the Guidance is Scenario 4 when a fund invests in another investment vehicle. [read post]
30 Jun 2010, 7:48 am by Doug Cornelius
Applicability Rule 206 (4)-5 will apply to registered investment advisers and unregistered investment advisers who are relying on the small adviser exception to registration. [read post]