Search for: "SEC"
Results 541 - 560
of 60,646
Sort by Relevance
|
Sort by Date
28 Apr 2024, 8:35 am
Securities and Exchange Commission (SEC) stating that it had interests in Cumulus exceeding the 5% threshold. [read post]
26 Apr 2024, 12:59 pm
In his letter, Grassley requested more information about the reports that the SEC has shared, and he asked several questions about how the SEC made reward determinations. [read post]
26 Apr 2024, 7:00 am
Two SEC Lawyers Resign After Agency Censured for Abuse of Power in Crypto CaseBy Austin Weinstein in Bloomberg But the asset freeze was reversed after Shelby found that the SEC may have made “materially false and misleading representations. [read post]
26 Apr 2024, 6:30 am
Moab, SEC, SEC item 303, Second Circuit The Limits of Individual Prosecutions in Deterring Corporate Fraud Posted by Samuel Buell (Duke University School of Law), on Wednesday, April 24, 2024 Tags: Corporate crime, Corporate fraud, Corporate Regulation, litigation, prosecutions, securities law, White Collar Crime Environmental & Social Policy Issues in the 2024 U.S. [read post]
26 Apr 2024, 6:30 am
Moab, SEC, SEC item 303, Second Circuit The Limits of Individual Prosecutions in Deterring Corporate Fraud Posted by Samuel Buell (Duke University School of Law), on Wednesday, April 24, 2024 Tags: Corporate crime, Corporate fraud, Corporate Regulation, litigation, prosecutions, securities law, White Collar Crime Environmental & Social Policy Issues in the 2024 U.S. [read post]
25 Apr 2024, 9:05 pm
The SEC (U.S. [read post]
25 Apr 2024, 9:01 pm
The SEC Action and the Trial The SEC sued Panuwat in the U.S. [read post]
25 Apr 2024, 1:28 pm
The SEC also remains free to enforce its rules or issue new rules to address violations of Item 303 by pure omission. [read post]
25 Apr 2024, 11:36 am
Securities and Exchange Commission (SEC) Whistleblower Program, says Allison Herren Lee, former SEC Commissioner and currently Of Counsel at the whistleblower firm Kohn, Kohn & Colapinto. [read post]
25 Apr 2024, 11:20 am
The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee today released the agenda for its meeting on Monday, May 6, 2024. [read post]
25 Apr 2024, 8:42 am
Other agencies, like the SEC, CFTC, and IRS understand this, and their programs work because empirical data shows that this causes more whistleblowers with valuable information to come forward. [read post]
25 Apr 2024, 7:10 am
("NYSE"), the petition asks the SEC to modernize its disclosure rules under Section 13(f). [read post]
25 Apr 2024, 6:41 am
Journalists Signal Upcoming Story Lines with FOIA RequestsFOIAengine: Insights From the Latest FDA and SEC Requests By Randy Miller, Law Street, Apr. 24, 2024News media outlets are among the most prolific submitters of FOIA requests to federal agencies. [read post]
25 Apr 2024, 6:32 am
Posted by Allison Herren Lee, Kohn, Kohn & Colapinto LLP, on Thursday, April 25, 2024 Editor's Note: Allison Herren Lee is a former SEC Commissioner and Of Counsel at Kohn, Kohn & Colapinto LLP. [read post]
25 Apr 2024, 6:32 am
Posted by Allison Herren Lee, Kohn, Kohn & Colapinto LLP, on Thursday, April 25, 2024 Editor's Note: Allison Herren Lee is a former SEC Commissioner and Of Counsel at Kohn, Kohn & Colapinto LLP. [read post]
25 Apr 2024, 6:05 am
Education Sec. [read post]
25 Apr 2024, 6:00 am
Attorneys for the New Civil Liberties Alliance claim that the SEC has overstepped its authority in creating a program that monitors the stock-related transactions of an estimated 100 million Americans. [read post]
24 Apr 2024, 10:00 pm
I didn’t add that emphasis, it’s from the SEC. [read post]
24 Apr 2024, 6:45 pm
Texas Penal Code Sec. 43.26 addresses the possession or promotion of child pornography. [read post]
24 Apr 2024, 6:45 pm
Texas Penal Code Sec. 43.26 addresses the possession or promotion of child pornography. [read post]
