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25 Apr 2023, 6:59 am
The Harlem-born singer was 96.From the NYT obituary:[A] few months after Dr. [read post]
24 Apr 2023, 3:33 am
FINRA Arbitrators Checkmate SunTrust With Punitive Damages for Misuse of Rep's Name and Picture (BrokeAndBroker.com Blog) JPMorgan Seeks TRO Against Advisor Who Fled to Morgan Stanley / In a complaint filed last week, JPMorgan accused the advisor of criticizing its investment offerings and the advisor who replaced him, to induce clients to make the jump to Morgan Stanley. [read post]
24 Apr 2023, 3:33 am
FINRA Arbitrators Checkmate SunTrust With Punitive Damages for Misuse of Rep's Name and Picture (BrokeAndBroker.com Blog) JPMorgan Seeks TRO Against Advisor Who Fled to Morgan Stanley / In a complaint filed last week, JPMorgan accused the advisor of criticizing its investment offerings and the advisor who replaced him, to induce clients to make the jump to Morgan Stanley. [read post]
24 Apr 2023, 3:33 am
The Six-Year FINRA and SEC Regulatory Saga of Craig Scott Capital (BrokeAndBroker.com Blog) FINRA Arbitrators Checkmate SunTrust With Punitive Damages for Misuse of Rep's Name and Picture (BrokeAndBroker.com Blog) JPMorgan Seeks TRO Against Advisor Who Fled to Morgan Stanley / In a complaint filed last week, JPMorgan accused the advisor of criticizing its investment offerings and the advisor who replaced him, to induce clients to make the jump to Morgan Stanley. [read post]
24 Apr 2023, 3:33 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/7008/securities-industry-commentator/ FINRA Arbitrator Dismisses 21 Year Old Claim Against Citigroup Global Markets (BrokeAndBroker.com Blog) The Six-Year FINRA and SEC Regulatory Saga of Craig Scott Capital (BrokeAndBroker.com Blog) FINRA Arbitrators Checkmate SunTrust With Punitive Damages for Misuse of Rep's Name and Picture… [read post]
24 Apr 2023, 3:33 am
The Six-Year FINRA and SEC Regulatory Saga of Craig Scott Capital (BrokeAndBroker.com Blog) FINRA Arbitrators Checkmate SunTrust With Punitive Damages for Misuse of Rep's Name and Picture (BrokeAndBroker.com Blog) JPMorgan Seeks TRO Against Advisor Who Fled to Morgan Stanley / In a complaint filed last week, JPMorgan accused the advisor of criticizing its investment offerings and the advisor who replaced him, to induce clients to make the jump to Morgan Stanley. [read post]
24 Apr 2023, 3:33 am
FINRA Arbitrator Dismisses 21 Year Old Claim Against Citigroup Global Markets (BrokeAndBroker.com Blog) https://www.brokeandbroker.com/7010/finra-citigroup-eligibility/ In today's featured FINRA Arbitration, we are reminded that he who hesitates is lost; and, while we're at it, how time and tide wait for no man (and no woman). [read post]
21 Apr 2023, 4:01 am
., Inc. v Morrison Cohen Singer & Weinstein, LLP, 49 AD3d 292, 293 [1 st Dept 2008]; see Dweck Law Firm v Mann, 283 AD2d 292,293 [1st Dept 2001] [internal citations omitted] [“Attorneys may select among reasonable courses of action in prosecuting their clients’ cases without thereby committing malpractice, so that a purported malpractice claim that amounts only to a client’s criticism of counsel’s strategy may be dismissed”]). [read post]
19 Apr 2023, 11:30 am
Some quick factual background: Whalen, the victim in the case, was making a name for herself as a singer-songwriter. [read post]
17 Apr 2023, 4:43 am
Time to Call False Start Penalty Against SEC Reg ATS Rulemaking (BrokeAndBroker.com Blog) 2Cir Remands to EDNY Disparate Sentence In Boiler Room Pumping (BrokeAndBroker.com Blog) Financial Professionals Coalition, Ltd. [read post]
17 Apr 2023, 4:43 am
2Cir Remands to EDNY Disparate Sentence In Boiler Room Pumping (BrokeAndBroker.com Blog) Financial Professionals Coalition, Ltd. [read post]
17 Apr 2023, 4:43 am
Time to Call False Start Penalty Against SEC Reg ATS Rulemaking (BrokeAndBroker.com Blog) 2Cir Remands to EDNY Disparate Sentence In Boiler Room Pumping (BrokeAndBroker.com Blog) Financial Professionals Coalition, Ltd. [read post]
17 Apr 2023, 4:43 am
2Cir Remands to EDNY Disparate Sentence In Boiler Room Pumping (BrokeAndBroker.com Blog) Financial Professionals Coalition, Ltd. [read post]
17 Apr 2023, 4:43 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6996/securities-industry-commentator/ FINRA Bars former Securities America Rep For Conversion (BrokeAndBroker.com Blog) Time to Call False Start Penalty Against SEC Reg ATS Rulemaking (BrokeAndBroker.com Blog) 2Cir Remands to EDNY Disparate Sentence In Boiler Room Pumping (BrokeAndBroker.com Blog) Financial Professionals Coalition, Ltd. [read post]
17 Apr 2023, 4:43 am
FINRA Bars former Securities America Rep For Conversion (BrokeAndBroker.com Blog) https://www.brokeandbroker.com/6997/finra-raineri-conversion-awc/ In a recent FINRA regulatory settlement, it is alleged that the pro se Respondent engaged in conversion when he made payments of a customer's personal expenses "without consent. [read post]
16 Apr 2023, 7:52 am
Bonus: the plaintiff’s name “Christopher Craft” made me think of: this case this singer and these singers Selected Posts About State Action Claims Government Submissions to a Trusted Flagger Program Aren’t Unconstitutional Jawboning–O’Handley v. [read post]
16 Apr 2023, 4:23 am
"It has its roots in the 'Save Our Children' campaign championed in 1977 by Anita Bryant, the singer known for her orange juice commercials, to repeal a local ordinance in Dade-Miami County that prohibited discrimination based on sexual orientation, a historic setback for the modern gay rights movements. [read post]
13 Apr 2023, 8:30 am
Multiple individuals described humiliating episodes in which they were forced to shout pro-Russian slogans, sing Russian songs, and applaud the singers, with beatings doled out to those who did not applaud loud enough. [read post]
13 Apr 2023, 4:35 am
”’Calypso singers laughed. [read post]
10 Apr 2023, 4:02 am
Pro Se Registered Respondent A No Show At Arbitration Involving Cambridge Capital Group (BrokeAndBroker.com Blog) DOJ RELEASES SEC RELEASES CFTC RELEASES FINRA RELEASES = = =4/10/2023 Pro Se Registered Respondent A No Show At Arbitration Involving Cambridge Capital Group (BrokeAndBroker.com Blog) https://www.brokeandbroker.com/6985/cambridge-capital-milon/ ... [read post]
