Search for: "Securities Investor Protection Corporation"
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17 Oct 2022, 8:02 pm
An LLC or corporation may not be one of the parties. [read post]
17 Oct 2022, 11:12 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
17 Oct 2022, 9:46 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
14 Oct 2022, 7:17 am
Investors and executives alike can benefit from robust D&O coverage to protect their personal assets in the event of a claim. [read post]
13 Oct 2022, 1:55 pm
”[18] Under an evolving ESG paradigm, insurers and issuers are well served by identifying, analyzing and tracking adverse corporate events that may trigger high-severity securities and corporate governance litigation, and adopting corporate risk oversight processes that are risk-specific. [read post]
13 Oct 2022, 9:49 am
Examples Some examples of breach of trust may include the following: an executor of an estate uses estate funds for personal expenses; a person with power of attorney of a disabled person, who is receiving social assistance funds, does not use the social assistance funds for the disabled person; a manager of a corporation uses investor funds to build their personal residence; and a lawyer uses money held for clients to pay off their personal loans. [read post]
12 Oct 2022, 9:53 am
It has been realized in law, especially with respect to systems of assigning and shifting risk of loss in private law and in the development of norms of corporate governance. [read post]
11 Oct 2022, 7:16 am
Background The primary risk management tools available to corporations to protect against the personal liability of their officers and directors are indemnification and D&O insurance. [read post]
11 Oct 2022, 5:03 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
11 Oct 2022, 12:15 am
However, advertisements of crypto assets may be subject to regulation by the DFPI if they are found to be securities under the California Corporate Securities Law of 1968. [read post]
5 Oct 2022, 1:50 pm
Another commonly used justification for data localization is that it is required to protect Europeans’ privacy. [read post]
5 Oct 2022, 6:30 am
Additionally, unlike claims under Section 11 and 12(a)(2), which are generally limited to disclosures made in connection with offerings of securities within the prior three years, claims under Section 10(b) and Rule 10b-5 can be brought by investors in previously issued securities traded on the secondary market (including common stock). [read post]
4 Oct 2022, 1:43 pm
This has left SMEs either having to operate without proper protection, struggling to manage overly complex tools, or spending beyond their means for cyber security. [read post]
4 Oct 2022, 8:33 am
Keys needed to access the bitcoin are encrypted and stored offline where they were protected with layers of cryptographic and physical security, and are only accessible to a quorum of Elliptic’s directors. [read post]
WNN Exclusive: The SEC Whistleblower Program Enriches the Treasury, Not an Inner Circle of Attorneys
4 Oct 2022, 7:32 am
Treasury, and the SEC Investor Protection Fund. [read post]
28 Sep 2022, 8:39 pm
This meant investors relied heavily on the company making accurate and timely disclosures regarding its earnings. [read post]
26 Sep 2022, 7:33 am
When represented by a firm that historically protects big businesses and corporations involved in fraud, whistleblowers may be in for a very bad ride,” Nelson added. [read post]
23 Sep 2022, 7:16 pm
If the world's richest corporation managed to benefit from the U.S. government's Paycheck Protection Program at the start of the COVID-19 pandemic, it comes as no surprise that it also figured out a way to tax NFT startups.Far be it from me to defend the app tax. [read post]
21 Sep 2022, 3:31 pm
There is no Federal Deposit Insurance Corporation protecting these funds. [read post]
20 Sep 2022, 1:44 pm
The possibility of these types of claims should be a major consideration in any assessment of future corporate and securities litigation risks. [read post]
