Search for: "State v. Investors Security Corporation" Results 541 - 560 of 1,355
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19 Apr 2019, 6:12 am
Rouhandeh, and Michael Kaplan, Davis Polk & Wardwell LLP, on Saturday, April 13, 2019 Tags: Bonds, Corporate fraud, DOJ, International governance, Misconduct, Rule 144, SEC, SEC enforcement, Securities litigation, Securities regulation, Volkswagen 2019 Proposed Amendments to DGCL Posted by John Mark Zeberkiewicz and Brigitte Fresco, Richards, Layton & Finger, P.A., on Saturday, April 13, 2019 … [read post]
15 Mar 2012, 9:53 am by William McGrath
Douglas warned investors that "if a deal looks too good to be true, it probably is," and provided information on how you can prevent securities fraud by contacting the Bureau. [read post]
6 Apr 2018, 6:08 am
Commodity Futures Trading Commission, on Thursday, April 5, 2018 Tags: Bitcoin, Blockchain, CFTC, Contracts, Cryptocurrency, Derivatives, Financial regulation, Futures, Incentives, Innovation, Investor protection, Jurisdiction, Oversight, Securities regulation Texas Gulf Sulphur and the Genesis of Corporate Liability Under Rule 10b-5 Posted by A.C. [read post]
2 Nov 2010, 9:00 am by Richard Renner
On that same page, the report also states as follows: In addition, corporate employees who report fraud are subject to the patchwork and vagaries of current State laws, even though most publicly traded companies do business nationwide. [read post]
9 Dec 2014, 10:38 am by Kevin LaCroix
Examples of incidents include denial of service attacks launched against a network, spear phishing attempts aimed at distributing malware within a network, nation-state hacks, or cyber extortion attempts. [read post]
11 Feb 2013, 7:46 pm by Larry Catá Backer
  All of this is inconsistent with traditional notions of the role of law, the scope of corporate governance and the nature of corporate social responsibility int he United States. [read post]
14 Nov 2024, 9:05 pm by renholding
The securities laws—benefiting investors and issuers alike—help create trust in our capital markets. [read post]
24 May 2016, 7:56 pm
The object is not merely to maximize the welfare of the funds’ ultimate investors, the people of Norway (through its state apparatus), but also to use the fund to advance Norwegian public policy in the international sphere and within the domestic legal systems of other states to achieve a measure of horizontal harmonization of corporate governance. [read post]
13 May 2015, 9:11 pm by Kevin LaCroix
”[v] The Cloud Security report notes that the top concerns are: General security concerns over the storage of data in the cloud; Data loss and leakage risks; Loss of control over security procedures applied day to day over the company’s data; and Lack of visibility to assure regulatory compliance. [read post]