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9 Jun 2020, 12:26 pm by Kevin LaCroix
[iv] Certain plaintiffs’ attorneys are regularly developing new and creative ways to increase filings and circumvent unfavorable regulations or court rulings. [read post]
18 Nov 2023, 10:05 am by Simon Lester
Some preliminary data on imports of EVs into EU The import statistics between 2020-2023[v] do show a certain increasing trend of imports of new EVs from China into EU. [read post]
21 Mar 2011, 12:00 pm by FDABlog HPM
  FDA may also consider available financial assets, including net proceeds, cash, and total assets, as well as the results of recent issuances of stock and recently raised capital. [read post]
24 Jan 2012, 5:30 am by Duets Guest Blogger
Upgraded the basic concept of Super Bowl IV. [read post]
17 Feb 2015, 4:17 am by Kevin LaCroix
’”[v] Proper planning includes incident response and information management business continuity planning, which are mission-critical. [read post]
28 Mar 2023, 9:01 pm by renholding
This summary must include (i) the person or persons affected; (ii) the date the incident was discovered and whether it is ongoing; (iii) whether any data was stolen, altered, accessed or used for any unauthorized purpose; (iv) the effect of the incident on the entity’s operations; and (v) whether the incident has been remediated or is currently being remediated. [read post]
9 Jul 2020, 3:35 pm by Kevin LaCroix
ASX disclosure guidance during pandemic The Government’s approach is consistent with previous guidance released by the Australian Stock Exchange (ASX). [read post]
21 May 2020, 1:17 pm by Unknown
(e) One-of-a-kind bicycle means a bicycle that is uniquely constructed to the order of an individual consumer other than by assembly of stock or production parts. [read post]
7 Jun 2010, 8:34 am by Joseph C. McDaniel
Trustee's Office, which has zero tolerance and zero sense of humor for the "my dog ate the asset list with my cars and houses and stock portfolio on it" excuse. [read post]
27 Oct 2017, 2:16 am by CFM Admin
The most common Advertising Rule deficiencies observed include: (i) misleading performance results, caused by lack of sufficient disclosures, (ii) misleading one-on-one presentations, (iii) misleading claims of compliance with voluntary performance standards, (iv) cherry-picked profitable stock selections, (v) misleading selection of recommendations, and (vi) failure to implement compliance policies and procedures designed to prevent non-compliant advertising practices. [read post]
13 May 2024, 6:19 pm
State deficiencies in climate litigations and actions of judges Laurent Fonbaustier / Renaud Braillet  165   Part IV: Cities, States and Climate Change: Between Competition, Conflict and Cooperation Global climate governance turning translocal Delphine Misonne 181   America’s Climate Change Policy: Federalism in Action Daniel Esty  193    Local policies on climate change in a centralized State: The Example of France Camille Mialot  217 … [read post]
Structural Shifts: concomitant widespread elimination of (i) supermajority voting requirements, (ii) staggered or classified board terms, and (iii) stockholder rights plans (often done to avoid or compromise likely stockholder proposals), accompanied by limitations on (iv) change-in-control executive severance agreements, along with (v) increased stockholder rights to call special stockholder meetings, in tandem with (vi) highly publicized proposals advocating multiflavored… [read post]
13 Jan 2016, 5:05 pm by Kevin LaCroix
  In other words, it is déjà vu all over again, and boards should not wait to act until after the world experiences the cyber-era equivalent of the 1929 stock market crash or the 2002 Enron collapse. [read post]
2 Dec 2020, 2:45 am by Jack Sharman
[iv] Only rarely, if ever, do white collar defendants engage in a dry cost-benefit analysis before acting. [read post]
22 Dec 2020, 9:43 am by CFM Admin
Those CA RIAs that do not engage an auditor must, among other things, (i) provide notice of such custody on the Form ADV; (ii) maintain client assets with a qualified custodian; (iii) engage an independent party to act in the best interest of investors to review fees, expenses, and withdrawals; and (iv) retain an independent certified public accountant to conduct surprise examinations of assets. [read post]
8 Nov 2014, 3:02 pm
” About the Forum The United Nations Forum on Business and Human Rights is a space for representatives and practitioners from civil society, business, government, international organizations and affected stakeholders to take stock of challenges and discuss ways to move forward in carrying out the Guiding Principles on Business and Human Rights – a global standard for preventing and addressing the risk of adverse impacts on human rights linked to business activity. [read post]