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2 Aug 2018, 6:43 am by Jane Meacham, Contributing Editor
Two Important Points The PLR highlights two important points, according to Employee Retirement Income Security Act (ERISA) attorney Paul D. [read post]
30 Jul 2018, 8:38 am by Staff Attorney
Premium Point Offshore Mortgage Credit Fund, Ltd Premium Point Single Family Residential Fund I LP Advisors have a responsibility treat investors fairly which includes obligations such as making only suitable investments for the client after conducting due diligence. [read post]
15 Jul 2018, 1:00 pm by Corbin Bridge
Once the LOI is executed it is time for the seller to bring their attorney and tax consultant into the mix. 5. [read post]
12 Jul 2018, 8:53 am by Hedge Fund Lawyer
  One rule would restrict broker-dealers’ use of the terms “adviser” and “advisor” when communicating with retail investors. [read post]
The post Improving the Workplace for Working Parents appeared first on HR Daily Advisor. [read post]
The post Improving the Workplace for Working Parents appeared first on HR Daily Advisor. [read post]
6 Jul 2018, 7:18 am by Jane Meacham, Contributing Editor
More than 67 percent of the plans now offer after-tax Roth contributions, rising from 60.3 percent in 2016. [read post]
6 Jul 2018, 7:18 am by Jane Meacham, Contributing Editor
More than 67 percent of the plans now offer after-tax Roth contributions, rising from 60.3 percent in 2016. [read post]
27 Jun 2018, 6:34 am by Staff Attorney
According to BrokerCheck records financial advisor Zachary Feinsilver (Feinsilver), employed by FMSBonds, Inc. [read post]
26 Jun 2018, 12:53 pm by Eugene Volokh
" As to the "unjustified" prong, the Court concluded, "California points to nothing suggesting that pregnant women do not already know that the covered facilities are staffed by unlicensed medical professionals" (though the Court left open the possibility that "California will gather enough evidence in later stages of this litigation" supporting such a lack of knowledge). [read post]
21 Jun 2018, 3:20 pm by Mark Walsh
Kagan explains that that the petitioner, Raymond Lucia, is “an investment advisor who marketed a retirement savings strategy called ‘Buckets of Money. [read post]
21 Jun 2018, 12:42 pm by Jeffrey McCoy and Oliver Dunford
Lucia is a financial advisor who marketed a retirement savings strategy. [read post]
18 Jun 2018, 11:33 am by Mark Graber
Although not a member of the Nazi Party, he served as Hitler’s Minister of Economics and main economic advisor during the years before World War II. [read post]