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10 Feb 2016, 6:58 am
To identify climate-related supply chain risks which companies disclosed in their SEC filings, the GAO examined EDGAR filings and interviewed SEC staff, as well as reviewed studies by non-governmental organizations. [read post]
28 Apr 2023, 2:22 am
In light of recent market developments, firms in the FinTech space should be taking steps to review and enhance as needed their internal governance arrangements since these are key to mitigating the risk of misconduct and mistakes and consequential investigations, enforcement and claims, which can significantly impact not only the business but also its staff. [read post]
30 May 2012, 8:00 am
According to the FTC staff letter, the Bill would prohibit currently-used DSO management agreement provisions and give the Board exclusive authority to review and approve all DSO management agreements in North Carolina. [read post]
7 Nov 2016, 2:31 am
Quite simply, they should invite a review and inspection from the national regulatory authorities in the countries in which the main Office sites are located, i.e. the German and Dutch labour ministries. [read post]
1 Jun 2023, 10:00 am
*This post is part of a symposium on Modernizing Regulatory Review. [read post]
11 Dec 2024, 9:48 am
Review existing elder fraud prevention measures against the new framework2. [read post]
21 Nov 2022, 9:11 pm
In the meantime, the FTC’s continuing regulatory overreach should also draw the attention of the legislative branch and ordinary citizens who can take action to check agency power and ensure the regulatory state does not run amok.The post Supreme Court Considers Case Against Agencies Run Amok first appeared on The Regulatory Review. [read post]
15 Apr 2013, 4:46 am
In a recent critique of the Obama Administration’s Office of Information and Regulatory Affairs (OIRA), Lisa Heinzerling argues that a lack of transparency at OIRA, the federal office that reviews regulations, has allowed the office to pursue an anti-regulatory agenda, stifling regulations designed to protect public health. [read post]
2 Jun 2010, 3:50 pm
The Internet Law & Regulation Weekly Alerts cover: The latest news, cases, pleadings, motions & briefs, in the areas of: -- Internet Commerce --Telecommunications --Privacy & Security --Jurisdiction & Procedure --Criminal Liability The Alert also links to recent Pike & Fischer Research in these areas, and provides a comprehensive review of legal, legislative, and regulatory actions in a format that's easy to read. [read post]
7 Mar 2020, 6:21 am
This proposal, which follows last year’s harmonization concept release and proposed amendments to the accredited investor definition, reflects a healthy regulatory habit—reviewing rules in light of their implementation and our experience to see what is working, what is not, and where there are gaps. [read post]
6 Nov 2015, 11:42 am
The Claims Review Staff also considered the Claimant’s delay in reporting the improprieties, which the Claims Review Staff felt was unreasonable because such delay allowed the violations to continue, and allowed the underlying respondents to continue to reap their ill-gotten gains. [read post]
18 Feb 2011, 1:24 pm
This will provide the Agency the opportunity to review work loads and reallocate staff to meet current needs. [read post]
9 Feb 2018, 8:00 am
The staff will also will examine whether entities are complying with applicable anti-money laundering requirements and adapting their programs to properly address risks. [read post]
18 Jul 2022, 9:05 pm
By contrast, the actions that will be candidates for application of the major questions doctrine are more likely to be those that have resulted from politically motivated White House pressure.The post Nostalgia for Agency Expertise first appeared on The Regulatory Review. [read post]
7 Sep 2022, 9:05 pm
The recent ACUS Recommendation highlights best practices to help agencies act responsibly when using contractors in rulemaking.The post Contractors in Rulemaking first appeared on The Regulatory Review. [read post]
14 Oct 2013, 10:47 am
Futures and derivatives regulators and self-regulatory organizations have continued to be very active over the last quarter. [read post]
5 Nov 2011, 6:23 pm
Utilities Commission, which has not yet ruled on the merger, will have to review the power-sale proposal if FERC approves it. [read post]
12 Dec 2024, 3:55 am
In 2024, labor laws and regulations in the alcohol industry, particularly concerning tasting rooms, hospitality staff, and seasonal employees, received increased attention. [read post]
30 Aug 2022, 9:05 pm
“It’s like the fox guarding the henhouse,” said Mark Bayer, Senator Markey’s former chief of staff. [read post]
25 Jun 2023, 9:05 pm
We need to collaborate, learn, engage, and be inspired.The post Bringing Professional Regulation Into the Future first appeared on The Regulatory Review. [read post]
