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20 Jun 2017, 10:51 am
Stanislav Dolgopolov has posted Securities Fraud Embedded in the Market Structure Crisis: High-Frequency Traders as Primary Violators on SSRN with the following abstract: This Article analyzes approaches to attaching liability for securities fraud to high-frequency traders as primary violators in... [read post]
15 Oct 2015, 10:21 am
Hillary Rodham Clinton has now followed Bernie Sanders and Martin O’Malley in calling for a tax on the traders... [read post]
26 Sep 2016, 3:39 am
Read about a recent FINRA regulatory settlement involving a senior trader who opted to step over the line rather than walk out the door.Case In PointFor the purpose of proposing a settlement of ru... [read post]
8 Sep 2014, 2:41 pm
7 May 2024, 11:22 am
Of 12 people interviewed, 10 (83%) reported shopping at Trader Joe’s. [read post]
15 Jul 2021, 6:21 pm
Stung by these accusations, Trader Joe’s counters .... [read post]
13 Jan 2011, 8:00 am
First Derivative Traders is quite challenging and slightly surreal. [read post]
15 Mar 2021, 1:56 pm
The Securities and Exchange Commission today announced fraud charges and an asset freeze and other emergency relief against an Irvine, California-based trader who used social media to spread false information about a defunct company, while secretly…Read the Full Press ReleaseHave a securities law question? [read post]
29 May 2015, 12:50 pm
On May 29, 2014, the Federal Energy Regulatory Commission (FERC) issued an Order Assessing Civil Penalties against Powhatan Energy Fund and its affiliates as well as against Houlian Chen, Powhatan’s chief trader, for violating FERC’s anti-manipulation rule. [read post]
18 Mar 2008, 7:45 am
[JURIST] French "rogue trader" Jerome Kerviel [BBC profile] was released from prison Tuesday after a French court ordered that he be freed while the investigation continues into fraudulent activity allegedly conducted by Kerviel while employed at French Bank Societe Generale [corporate website]. [read post]
20 May 2019, 8:55 pm
There’s one particular brand name, however, Young especially wants to see in Charm City, Trader Joe’s. [read post]
16 Apr 2013, 9:00 am
Currently, trusted traders are importers participating in C-TPAT and ISA. [read post]
25 Jan 2008, 4:08 am
Société Générale, one of France's largest and most respected banks, announced Thursday that it had lost $7.2 billion, not because of complex subprime loans, but the old-fashioned way â€â [read post]
12 Oct 2012, 5:40 pm
The traders are Alexander Rekeda and Timothy Day. [read post]
20 Mar 2013, 10:03 pm
Trader Joe’s already disallows any GE products in its Trader Joe’s-brand items, citing a common desire by customers to avoid such foods. [read post]
11 Oct 2013, 2:38 pm
We stock what we are asked to stock by Trader Joe's lovers who don't always have the time (or a car or a passport) to head south to Bellingham (the nearest Trader Joe's). [read post]
24 Apr 2014, 9:48 am
A few years ago I represented a trader who agreed to hold a position for a fellow trader over the end of the month. [read post]
27 May 2011, 9:18 am
Nafta Traders, Inc. v. [read post]
6 Jul 2018, 8:42 am
Tribunal upholds prohibition order for junior trader in connection with LIBOR manipulation The Upper Tribunal has upheld the FCA’s decision to prohibit Arif Hussein, a former trader, on the basis that he failed to be candid and truthful during the enforcement process. [read post]
17 Mar 2023, 2:16 pm
The recalled frozen organic strawberries were sold at Costco, Aldi, KeHE, Vital Choice Seafood, and PCC Community Markets, and the frozen organic tropical blend was sold at Trader Joe’s. [read post]
