Search for: "Trustees of the Industry Fund"
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11 Sep 2012, 6:23 pm
To settle Financial Industry Regulatory Authority allegations that it committed numerous violations involving dealings between investment banking and research functions, Rodman & Renshaw LLC has agreed to pay a $315,000 fine. [read post]
7 Sep 2012, 1:42 am
Crafton controlled and oversaw over $7.5 million of their funds. [read post]
4 Sep 2012, 5:15 pm
It will be the responsibility of all of those in the private funds business to remain vigilant against potential frauds and scams, to adopt “best practices” on behalf of ourselves and our clients, and to work more closely with regulators in order to protect not just investors, but the viability of our industry itself. [read post]
29 Aug 2012, 12:10 pm
A colleague in the hedge fund industry gave him the information about Google and Polycom. [read post]
28 Aug 2012, 8:22 am
Original source: http://www.opalesque.com/industry-updates/2750/100-women-in-hedge-funds-... [read post]
2 Aug 2012, 8:31 am
HarvardLaw74 Backup file made by TweetBackup 2012-08-02 15:24:182012-08-02 14:03:54 HarvardLaw74: RT @KeithDarce: Private financing of digital health tripled in 1st half of 2012 to $499B http://t.co/cGPJP6wI via HealthTechZone #startups [Non Social media driven Healthcare startups have the immediate opportunity to achieve solid revenues in an expanding domestic and international market] http://twitter.com/HarvardLaw74/statuses/2308613732094730262012-08-02 00:22:42 HarvardLaw74: 482 recently… [read post]
1 Aug 2012, 1:06 pm
Funding alternatives - Based upon traditional structured settlement business and compensation models, the potential availability and applicability of 468B qualified settlement funds for &qu [read post]
30 Jul 2012, 10:28 am
Only 27 states have devoted all their funds from the banks to housing programs, according to a report by Enterprise Community Partners, a national affordable housing group. [read post]
26 Jul 2012, 4:00 am
All along, bankruptcy judges have held the power to stop the foreclosure crisis by forcing the mortgage servicing industry to do what it agreed to do when it took a taxpayer funded bailout. [read post]
26 Jul 2012, 4:00 am
All along, bankruptcy judges have held the power to stop the foreclosure crisis by forcing the mortgage servicing industry to do what it agreed to do when it took a taxpayer funded bailout. [read post]
23 Jul 2012, 11:01 pm
Previewing the next battle, Argentina was pressed about the status of the bond trustee--and got to say that the the trustee was the agent of the bondholders, not Argentina. [read post]
18 Jul 2012, 11:01 am
(The monies were also used to fund the Madoff family’s extravagant life style.) [read post]
15 Jul 2012, 10:58 am
However, the staff noted areas in IFRS that are still underdeveloped, such as accounting for extractive industries, insurance, and rate-regulated industries. [read post]
11 Jul 2012, 9:36 am
Instead, use an external proxy, assembled from large publicly traded funds (e.g. big money-market funds, say) and drive off that. [read post]
10 Jul 2012, 1:10 pm
In a decision announced on May 29, 2012 (with reasons made public on June 15, 2012), the Tribunal upheld the Commissioner’s application and ordered that CCS divest the shares or assets of BLS on or before December 28, 2012, failing which a trustee is to effect a sale on or before March 31, 2013. [read post]
10 Jul 2012, 1:10 pm
In a decision announced on May 29, 2012 (with reasons made public on June 15, 2012), the Tribunal upheld the Commissioner’s application and ordered that CCS divest the shares or assets of BLS on or before December 28, 2012, failing which a trustee is to effect a sale on or before March 31, 2013. [read post]
5 Jul 2012, 1:45 am
SONGWRITER’S FAMILY SEEKS ROYALTIES FOR “ON THE GOOD SHIP LOLLIPOP” Nashville Post: http://nashvillepost.com/news/2012/6/21/famous_songwriter_s_family_seeks_royalties_for_on_the_good_ship_lollipop_others In other music industry news, Deborah Bush Gervash, individually and on behalf of the Estate of Richard Whiting, sued Warner Music Group in Nashville accusing the label of breaching a royalty contract first executed in 1936. [read post]
27 Jun 2012, 7:58 am
Yes, but: Divorced from performance (individual or firm) Promiscuously awarded In terms of the Have's and Have-Not's, the presenters shared this slide: Mortgaging the firm's future Trashing those who departed Claiming "there will be no impact on revenue" "Whatever else this was, it wasn't a partnership" -- Fran Musselman, bankruptcy trustee, Finley Kumble Compounding all of this was the… [read post]
27 Jun 2012, 7:58 am
Yes, but: Divorced from performance (individual or firm) Promiscuously awarded In terms of the Have's and Have-Not's, the presenters shared this slide: Mortgaging the firm's future Trashing those who departed Claiming "there will be no impact on revenue" "Whatever else this was, it wasn't a partnership" -- Fran Musselman, bankruptcy trustee, Finley Kumble Compounding all of this was the extreme secrecy: The two Steve's and their… [read post]
26 Jun 2012, 5:31 am
If the plan has been properly terminated and all claims have been either paid or properly forfeited, the proposed subsequent transfer of surplus funds by the trustees of that plan would not violate ERISA section 406(b)(2). [read post]
