Search for: "UBS Ag"
Results 541 - 560
of 706
Sort by Relevance
|
Sort by Date
16 Aug 2009, 10:00 pm
UBS AG, 1:09-cv-20423. [read post]
14 Aug 2009, 12:00 pm
It has invited 52,000 UBS AG account holders to the table. [read post]
13 Aug 2009, 10:00 pm
The IRS for example, served a domestic summons on UBS AG, headquartered in Zurich, as discussed in "UBS & Its 'John Doe' Summons" & "A Domestic Subpoena / Summons In An Offshore Asset Search". [read post]
12 Aug 2009, 4:51 pm
FINRA claims that Merrill Lynch and UBS did not have the proper supervisory procedures and systems in place so that brokers couldn't and/or wouldn't make such unsuitable CEF sales. [read post]
12 Aug 2009, 6:57 am
Reuters reports that after weeks of speculation, the United States and UBS have entered into an agreement to settle their tax dispute regarding UBS’s American investors: The U.S. government and Swiss bank UBS AG (UBSN.VX)(UBS.N) have initialled agreements to settle their tax evasion dispute, a U.S. government attorney said on Wednesday, ending weeks of tough negotiations between the [...] [read post]
6 Aug 2009, 5:20 am
Former top Citigroup executive Sallie Krawcheck is joining Bank of America Corp. as head of its global wealth and investment management group, according to a statement from the Charlotte, N.C. [read post]
5 Aug 2009, 9:18 am
Michael Weisberg, the head of products and services for UBS AG's U.S. and Canadian wealth management businesses, has taken an indefinite leave of absence, according to an article in todays electronic version of Investment News.According to the site, Weisberg's departure was announced internally this week, as rumors swirled that the firm's U.S. brokerage business was likely to be reorganized. [read post]
31 Jul 2009, 7:30 am
This just in: In a major break in a massive tax-evasion investigation, UBS AG and the governments of Switzerland and the U.S. have reached a settlement that could force UBS to turn over identities of thousands of account holders, a Justice Department attorney told a U.S. [read post]
31 Jul 2009, 3:58 am
From the WSJ blog:In a major break in a massive tax-evasion investigation, UBS AG and the governments of Switzerland and the U.S. have reached a settlement that could force UBS to turn over identities of thousands of account holders, a Justice Department attorney told a U.S. [read post]
18 Jul 2009, 7:31 am
This post is by my colleagues Mark Schonfeld, John Sturc, Barry Goldsmith, Eric Creizman, Jennifer Colgan Halter, Akita St. [read post]
14 Jul 2009, 10:29 am
SecuritiesIndustry.com is reporting that Goldman Sachs is not the only Wall Street firm taking an ex-employee to court with the charge of theft of trade secrets in the form of valuable, proprietary trading code.Swiss bank UBS AG confirmed Monday that it filed papers in March charging three ex-employees with "misappropriation of trade secrets. [read post]
10 Jul 2009, 8:14 am
This time around, he's representing UBS. [read post]
8 Jul 2009, 10:00 pm
UBS AG, 1:09-cv-20423, that UBS has not fully complied with the summons. [read post]
8 Jul 2009, 9:34 am
Bloomberg.com, July 8, 2009 By David Voreacos and Mort Lucoff July 8 (Bloomberg) -- Switzerland said it would seize UBS AG data to prevent the U.S. [read post]
8 Jul 2009, 2:00 am
Blog of The Legal Times, DOJ Fights 'Last Minute' Discovery Motion From UBS in Tax Case, by Mike Scarcella: Swiss bank UBS AG wants the federal government to give up information it has on U.S. taxpayers who have failed to disclose and pay taxes on foreign accounts in a motion... [read post]
3 Jul 2009, 11:14 am
The New Hampshire state securities regulator has accused a unit of UBS AG, of recommending unsuitable investments to customers who put their money into complex securities underwritten by Lehman Brothers Holdings, Inc. [read post]
29 Jun 2009, 6:50 am
Wall Street Journal reports that " Former UBS AG (UBS) banker Bradley Birkenfeld appears to be headed to jail. [read post]
25 Jun 2009, 12:26 pm
Steven Michael Rubinstein, a wealthy accountant for a yacht brockerage company in Boca Raton, became the first U.S. citizen to be charged in the government's investigation into taxpayers who hid assets from the IRS in the Swiss Bank UBS AG. [read post]
24 Jun 2009, 1:05 am
The suit against Reich would be the first filed by the AG's office in that probe. [read post]
24 Jun 2009, 1:05 am
The suit against Reich would be the first filed by the AG's office in that probe. [read post]
