Search for: "UBS Financial Services"
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9 May 2016, 2:00 am
.; UBS Securities, L.L.C.; E*TRADE Capital Markets, L.L.C.; National Financial Services, L.L.C. had engaged in the naked short selling of Escala stock. [read post]
19 Apr 2016, 12:22 pm
UBS Financial Services announced that Jonathan P. [read post]
18 Apr 2016, 9:43 am
In exchange for avoiding criminal charges UBS was forced to pay a $780 million fine and turn over information on 4,450 U.S. clients. [read post]
10 Apr 2016, 9:08 am
As for the rumor making the rounds over the internet that the Internal Revenue Service (IRS) has somehow suppressed the release of information related to Americans? [read post]
5 Mar 2016, 3:30 am
Asset Land Investment Plc & Anor v The Financial Conduct Authority, heard 13-14 January 2016. [read post]
25 Feb 2016, 8:59 am
The Internal Revenue Service awarded Mr. [read post]
19 Feb 2016, 11:57 am
Aegis Defense Services, LLC, 976 F. [read post]
18 Feb 2016, 5:51 am
Since September 2007 Carlton has been registered with UBS Financial Services Inc. out of the firm’s Vienna, Virginia office locations. [read post]
16 Feb 2016, 12:06 pm
On February 4, 2016, a Financial Industry Regulatory Authority (“FINRA”) panel (the “Panel”) awarded Herbert M. [read post]
8 Feb 2016, 1:00 am
UBS AG v Commissioners for Her Majesty’s Revenue and Customs, heard 3 December 2015. [read post]
3 Feb 2016, 7:31 am
The poster child example is the acquittal of Raoul Weil, a high-level UBS banker who “remoted” himself from the dirty work of actually servicing U.S. taxpayers seeking to evade U.S. tax. [read post]
29 Jan 2016, 7:30 am
Kennedy v Cordia (Services) LLP (Scotland), heard 19 October 2015. [read post]
25 Jan 2016, 12:50 am
Kennedy v Cordia (Services) LLP (Scotland), heard 19 October 2015. [read post]
20 Jan 2016, 5:33 am
Since 1996 Blueweiss has been associated with UBS Financial Services Inc. out of the firm’s Melville, New York office location. [read post]
20 Jan 2016, 5:21 am
Premiere Power, LLC; John Jankovic; and Jerry Jankovic Case number: 15-cv-01248 (United States District Court for the Southern District of New York) Case filed: February 20, 2015 Qualifying Judgment/Order: October 9, 2015 11/30/2015 2/28/2016 2015-126 In the Matter of UBS Willow Management LLC and UBS Fund Advisor LLC Administrative Proceeding File No.: 3-16909 Case filed: October 19, 2015 <b>Initial Decision:</b> <a href=”#”>Month DD,… [read post]
18 Jan 2016, 7:09 am
From March 2009 until February 2014 Slater was associated with UBS Financial Services Inc. [read post]
18 Jan 2016, 1:00 am
Kennedy v Cordia (Services) LLP (Scotland), heard 19 October 2015. [read post]
14 Jan 2016, 1:15 pm
The term material support includes both equipment and other tangible and intangible property and services, including financial services. [read post]
11 Jan 2016, 1:00 am
UBS AG v Commissioners for Her Majesty’s Revenue and Customs, heard 3 December 2015. [read post]
3 Dec 2015, 7:45 am
In December 2011, Wuhl voluntarily resigned from UBS Financial Services Inc. [read post]
