Search for: "UBS Securities, LLC"
Results 541 - 560
of 635
Sort by Relevance
|
Sort by Date
3 Apr 2009, 1:05 am
Bowdre certified a class of HealthSouth shareholders in a securities fraud case against HealthSouth's banker, UBS, and former CEO Richard Scrushy. [read post]
1 Apr 2009, 1:39 am
Auction-Rate Securities Class Action Tossed, but Plaintiffs Say Litigation Not Over Yet
The American Lawyer
On Monday, New York federal Judge Lawrence McKenna dismissed a class action accusing UBS of manipulating the market for auction-rate securities. [read post]
17 Mar 2009, 1:30 am
LLC v. [read post]
5 Mar 2009, 12:06 pm
., Credit Suisse Securities (USA) LLC, Barclays Capital Inc., Bear Stearns & Co., Countrywide Securities Corp., Deutsche Bank Securities Inc., JPMorgan Chase Inc., Bank of America Corp., Citigroup Global Markets Inc., McGraw-Hill Cos., Moody's Investor Services Inc., and Fitch Ratings Inc., over allegations that they made false statements in the prospectus and registration statement for certificates that were collateralized by Wells Fargo Bank, NA. [read post]
11 Feb 2009, 9:35 am
Page Perry, LLC is an Atlanta-based law firm with over 125 years collective experience representing investors in securities-related litigation and arbitration. [read post]
9 Feb 2009, 3:09 pm
., Wells Fargo Securities, LLC, Bank of America Securities LLC, Merrill Lynch & Co. [read post]
3 Feb 2009, 2:48 pm
Pretty soon we are going to need a scorecard - Wachovia Securities LLC and UBS Financial Services Inc. of New Yorkhave engaged in preliminary talks about a joint venture for theirretail-brokerage units, according to a report in today's New York Post. [read post]
3 Feb 2009, 5:57 am
Page Perry, LLC is an Atlanta-based law firm with over 125 years collective experience representing investors in securities-related litigation and arbitration. [read post]
20 Jan 2009, 3:25 am
., a firm with a dual focus on computer hardware technology and health care technology, recently filed suit against UBS AG, UBS Financial Services and UBS Securities LLC (“UBS”) for allegedly fraudulently inducing Hutchinson to purchase millions of dollars in auction rate securities (ARS). [read post]
22 Dec 2008, 5:18 pm
UBS Financial Services, Inc., UBS Securities, LLC, and Citigroup have reached finalized settlements with the Securities and Exchange Commission to pay tens of thousands of ARS investors almost $30 billion. [read post]
12 Dec 2008, 3:02 pm
Madoff Investment Securities LLC, with securities fraud for a multi-billion dollar Ponzi scheme that he perpetrated on advisory clients of his firm. [read post]
5 Dec 2008, 6:42 pm
Since she bought the auction rate securities from UBS before October 1, 2007, and because the securities are no longer held at UBS, she will not receive any settlement from UBS either. [read post]
13 Nov 2008, 6:40 pm
District Court for the Southern District of New York, former UBS Securities LLC Executive Director Mitchell Guttenberg was ordered to forfeit $15.81 million in alleged illegal profits, as well as serve 78 months in prison. [read post]
12 Nov 2008, 8:40 pm
Page Perry, LLC is an Atlanta-based law firm with over 125 years collective experience representing investors in securities-related litigation and arbitration. [read post]
3 Nov 2008, 9:46 pm
The law imposes a duty upon securities brokers only to recommend securities that the broker reasonably believes are suitable for the customer. [read post]
21 Oct 2008, 3:40 pm
The securities law firms Blum & Silver, LLP (www.stockattorneys.com) and Sallah & Cox, LLC ([www.sallahcox.com]) announce that they have been retained to represent investors who suffered losses at UBS as a result of losses in Lehman notes and Lehman preferred shares. [read post]
15 Oct 2008, 10:30 pm
Page Perry, LLC is an Atlanta-based law firm with over 125 years collective experience representing investors in securities-related litigation and arbitration. [read post]
9 Oct 2008, 9:21 pm
Page Perry, LLC is an Atlanta-based law firm with over 125 years collective experience representing investors in securities-related litigation and arbitration. [read post]
8 Oct 2008, 1:56 pm
District Court for the Southern District of New York on behalf of persons who purchased auction rate securities from UBS AG (NYSE: UBS), UBS Securities LLC and UBS Financial Services Inc. between May 8, 2003 and Feb. 13, 2008 and who continued to hold the securities as of Feb. 13, 2008. [read post]
19 Sep 2008, 3:59 pm
Page Perry, LLC is an Atlanta-based law firm with over 125 years collective experience representing investors in securities-related litigation and arbitration. [read post]
