Search for: "US Trade and Exchange, LLC"
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8 Sep 2020, 6:40 am
The CFTC charged McDonald and PPR with fraud and misappropriation in relation to an off-exchange foreign currency (forex) trading scheme. [read post]
7 Sep 2020, 9:00 pm
The CFTC charged McDonald and PPR with fraud and misappropriation in relation to an off-exchange foreign currency (forex) trading scheme. [read post]
31 Aug 2020, 3:00 pm
Nor do they care about the business interruption or reputational costs of our publicly traded corporations and the women and men that are leading these enterprises through the most challenging business environment in over half a century. [read post]
27 Aug 2020, 7:23 am
Morgan Securities LLC (CRD #79, New York, New York) Without admitting or denying the findings, the firm consented to the sanctions and to the entry of findings that it failed to establish and maintain a supervisory system reasonably designed to achieve compliance with its obligations under the applicable FINRA rules in connection with its sale of volatility-linked exchange traded products (volatility ETPs). [read post]
26 Aug 2020, 6:26 am
Walleye Trading LLC filed suit, contending that AbbVie’s announcement of preliminary numbers, followed by corrected numbers after trading closed, violated § 10(b) and 14(e) of the Securities Exchange Act of 1934. [read post]
25 Aug 2020, 3:00 am
World Trading 23, Inc. (2020) 45 Cal.App.5th 22. [read post]
Multiple Brokers, Traders, and Companies have Been Charged with Investment Fraud Related to COVID-19
24 Aug 2020, 10:49 am
To schedule a free consultation with a securities fraud attorney at Zamansky LLC, call us at 212-742-1414 or request an appointment online today. [read post]
18 Aug 2020, 11:30 am
Ixchel Pharma, LLC v. [read post]
17 Aug 2020, 10:47 am
Securities and Exchange Commission (SEC) has recently issued two warnings about investment fraud scams targeting individual investors. [read post]
14 Aug 2020, 8:48 am
The discount broker has paid an $11.5 million penalty to settle charges with the Securities and Exchange Commission over the deficiencies in its internal controls that failed to spot suspicious trades involving microcap stocks, known as penny stocks. [read post]
10 Aug 2020, 6:34 am
Specifically, Seed Beauty alleges that its relationship with its beauty brand partners necessarily includes the exchange of highly sensitive, confidential and trade secret information. [read post]
6 Aug 2020, 1:55 pm
The firm filed a complaint with the Federal Trade Commission and per its guidance also emailed a screen shot of the contact form to the Anti-Phishing Working Group at apwg.org. [read post]
4 Aug 2020, 9:03 pm
United States, which upheld an identical removal provision governing the Federal Trade Commission (FTC). [read post]
4 Aug 2020, 6:10 am
Investors who have suffered losses are encouraged to contact us at (800) 810-4262 for consultation. [read post]
3 Aug 2020, 6:37 am
Investors who have suffered losses are encouraged to contact us at (800) 810-4262 for consultation. [read post]
31 Jul 2020, 10:40 am
The post SEC Pursues Charges for Another Fraudulent Initial Coin Offering (ICO) appeared first on Zamansky LLC. [read post]
31 Jul 2020, 9:34 am
The post SEC Pursues Charges for Another Fraudulent Initial Coin Offering (ICO) appeared first on Zamansky LLC. [read post]
29 Jul 2020, 12:36 pm
VW Contributor: Skylar Young © 2020 Vandenack Weaver LLC For more information, Contact Us [read post]
28 Jul 2020, 1:59 pm
The use of the appraisal arbitrage by hedge funds or private equity funds is believed to be the reason behind the rapid increase in the number of complaints up to 2016[iii]. [read post]
Multiple Brokers, Traders, and Companies have Been Charged with Investment Fraud Related to COVID-19
24 Jul 2020, 9:33 am
To schedule a free consultation with a securities fraud attorney at Zamansky LLC, call us at 212-742-1414 or request an appointment online today. [read post]
