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11 Feb 2022, 6:11 am
Securities and Exchange Commission, on Thursday, February 10, 2022 Tags: Cybersecurity, Investment advisers, Risk, Risk disclosure, SEC, Securities regulation Statement by Commissioner Peirce on Private Fund Advisers Proposal Posted by Hester M. [read post]
20 Jun 2008, 4:26 pm
Miller, chairman of Miller Capital Corporation, Scottsdale-based venture capital and financial services firm stated, “Our firm was lead investor regarding the first round of venture equity investment, and Miller Capital Markets, LLC our affiliate FINRA investment banking firm, acted as placement agent for the balance of funding provided to LBN for its next stage growth plan. [read post]
12 Mar 2009, 9:19 am
Madoff Investment Securities LLC, was "one big lie. [read post]
27 May 2023, 9:05 pm
TRR: What is ESG investing? [read post]
9 Dec 2011, 11:36 am
Later that evening, Fer-Eng Investments LLC (an Arizona LLC with aCalifornia address) applied to register the same mark, also in Classes 18 and 25 (including tee-shirts). [read post]
2 Nov 2010, 12:08 pm
Patent No. 6,077,281 owned by the Regents of the University of Minnesota and entitled SEPTAL DEFECT CLOSURE DEVICE. [read post]
11 Nov 2021, 5:00 am
” Hull has a B.S. in Biology from Ohio University, an M.Ed. in Education from Xavier University, and a second M.Ed. in Administration from the University of Cincinnati. [read post]
9 Aug 2016, 6:30 am
©2016 Amaxx LLC. [read post]
5 Aug 2016, 6:30 am
©2016 Amaxx LLC. [read post]
27 Jan 2024, 6:00 am
In his deposition, Morris also discusses his ownership of 10% of Bohai Harvest RST LLC (BHR), through his acquisition of interest in Skaneateles LLC. [read post]
25 Jun 2012, 8:55 am
© The Regents of the University of California, 2012. [read post]
29 Jul 2021, 10:42 am
Ramot at Tel Aviv University Ltd., 834 F. [read post]
26 Oct 2010, 6:21 pm
Universal Trading and Investment Co v. [read post]
14 Aug 2009, 10:30 am
Berry is the President of the management consulting firm Philip Berry Associates LLC and the Vice Chairman of CUNY Board of Trustees. [read post]
16 Jun 2016, 2:48 pm
According to the SEC: The federal securities laws require registered broker-dealers and investment advisers to adopt written policies and procedures reasonably designed to protect customer records and information. [read post]
28 Jun 2016, 6:41 am
MPHJ Technology Investments, LLC, No. 15-838 (Federal court jurisdiction in anti-troll consumer protection case) Da [read post]
30 Oct 2020, 6:01 am
Securities and Exchange Commission, on Tuesday, October 27, 2020 Tags: Broker-dealers, Disclosure, Form CRS, Investment advisers, Regulation Best Interest, SEC, Securities regulation The Impact of COVID-19 on Shareholder Activism in the Retail Industry Posted by Keith E. [read post]
1 Nov 2011, 3:17 am
Perhaps linking university departments in the major IP states and having them all contribute. [read post]
13 Oct 2022, 1:55 pm
Mezrahi is co-founder and CEO and Sigrist is Vice President of Data Science at SAR LLC. [read post]
16 Dec 2020, 6:21 pm
Written by Dr Abubakri Yekini, a Lecturer in Law at Lagos State University This is the fourth and penultimate online symposium on Private International Law in Nigeria initially announced on this blog. [read post]