Search for: "Wall Street Financial Corporation"
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2 May 2017, 8:36 am
This bill gives the SEC more tools to demand meaningful accountability from Wall Street. [read post]
2 Aug 2010, 7:27 am
Mind you, Aetna doesn’t actually give any concrete reason to think it might be labeled a systemically important nonbank financial company, a category created by the Dodd-Frank Wall Street Reform and Consumer Protection Act (aka the “Financial Reform Act” or, more colloquially, “the Wall Street reform bill. [read post]
6 Dec 2015, 6:34 pm
A French Classic: In a December 5, 2015 Wall Street Journal article (here), novelist Lauren Groff explains how her lifetime love of Édith Piaf’s classic song Je Ne Regrette Rien (I Regret Nothing) began when Groff found a recording of the song in her host family’s record collection during a high school exchange trip in France. [read post]
29 Aug 2011, 8:35 am
And the anti-Wall Street sentiment that has brewed since the economic collapse has only served to further position corporate management in the crosshairs. [read post]
21 Nov 2016, 4:51 am
However, FINRA’s records are not always complete according to a Wall Street Journal story that checked with 26 state regulators and found that at least 38,400 brokers had regulatory or financial red flags such as a personal bankruptcy that showed up in state records but not on BrokerCheck. [read post]
19 Nov 2021, 10:47 am
Board of Advisors, and the 2004 Wall Street Journal op-ed where Paul Volcker and Arthur Levitt Jr. point to the breakdown in checks and balances as the fundamental cause of major corporate collapses, both contributed to this evolving view of governance. [read post]
28 Apr 2017, 2:38 pm
Today, National Whistleblower Center Executive Director Stephen Kohn submitted testimony to the House Financial Services Committee in defense of the Securities and Exchange Commission’s (SEC) whistleblower program—a highly successful program that has protected investors and recovered $1 billion from Wall Street fraudsters since its inception. [read post]
19 Jan 2009, 9:33 am
"If these managers are not focused on preservation of capital, they should not have the right to manage other people's money" Arpad Busson, CEO of EIM S.A., Wall Street Journal on Sunday January 18, 2009. [read post]
4 Mar 2010, 6:09 am
” [3] As ownership of the great enterprises passed from the “robber barons” to their heirs and the general public, Wall Street and financialization became the critical factors in corporate governance. [read post]
15 Apr 2011, 6:30 am
Altogether, the theme from Day One of the ABA Business Law Section’s Spring Meeting was the complexity and reality of implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
15 Jun 2022, 6:30 am
According to press reports, the Securities and Exchange Commission (the “Commission” or the “SEC”) is requiring Wall Street banks to undertake an unprecedented review of dozens of their top executives’ and traders’ personal cell phones to determine the frequency with which these platforms are used to conduct bank business. [read post]
15 Jun 2022, 6:30 am
According to press reports, the Securities and Exchange Commission (the “Commission” or the “SEC”) is requiring Wall Street banks to undertake an unprecedented review of dozens of their top executives’ and traders’ personal cell phones to determine the frequency with which these platforms are used to conduct bank business. [read post]
7 Jun 2010, 6:11 am
Further, the phrase has entered a new parlance in the US after the financial crisis with politicians demanding Washington protect "Main Street interests, not just Wall Street's". [read post]
20 Dec 2008, 2:20 am
Teresa Tan, left, and Kim Hunter check out some of the donations The fallout from the Wall Street meltdown reaches far and wide. [read post]
28 Jul 2008, 4:54 pm
As reported by the Wall Street Journal: No other major institution could get away with its bosses demanding that every single one of its workers step in line behind its political preferences. [read post]
25 Feb 2009, 6:36 am
As if there weren't enough tough publicity about insurance companies and financial services these days, the Wall Street Journal's law blog yesterday had a post titled: "'Dead Peasant' Policies: The Next Big Thing in Insurance Litigation. [read post]
3 Feb 2011, 6:53 am
Securities & Exchange Commission, according to a report in the Wall Street Journal. [read post]
4 Dec 2009, 4:18 am
Latest Version: House Bill on Financial Reforms We finally have the various pieces of the reform bills separately passed by the House Financial Services Committee rolled into one document, HR 4173 - "The Wall Street Reform & Consumer Protection Act of 2009" - as the Committee passed the last piece of it on Wednesday. [read post]
5 May 2010, 2:21 pm
A Wall Street Journal article on Tuesday reported that several members of the House and Senate and their spouses bet against financial and real-estate markets in 2008, when markets were crumbling. [read post]
27 Sep 2007, 1:20 pm
The wheeler-dealers of Wall Street and private equity lately have hit the brakes. [read post]
