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18 Jul 2011, 2:00 am by Kara OBrien
Non-Enforcement Matters New Investment Adviser Rules On June 22, 2011, the SEC adopted certain rules and amendments that implement various federal securities initiatives focusing on investment advisers under the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank). [read post]
29 Jun 2011, 3:41 pm by Betsy Johnson
For example, the recently enacted Dodd-Frank Wall Street Reform and Consumer Protection Act amended the Sarbanes-Oxley Act of 2002 ("SOX") to prohibit specifically the use of pre-dispute arbitration agreements for SOX claims. [read post]
29 Jun 2011, 2:41 pm by Betsy Johnson
For example, the recently enacted Dodd-Frank Wall Street Reform and Consumer Protection Act amended the Sarbanes-Oxley Act of 2002 (“SOX”) to prohibit specifically the use of pre-dispute arbitration agreements for SOX claims. [read post]
28 Jun 2011, 6:03 am by SHG
  With partner Frank Gould, Norm was a pretty cool lawyer. [read post]
10 Jun 2011, 12:47 pm by EPSTEIN BECKER & GREEN, P.C.
For example, the recently enacted Dodd-Frank Wall Street Reform and Consumer Protection Act amended the Sarbanes-Oxley Act of 2002 ("SOX") to prohibit specifically the use of pre-dispute arbitration agreements for SOX claims. [read post]
For example, the recently enacted Dodd-Frank Wall Street Reform and Consumer Protection Act amended the Sarbanes-Oxley Act of 2002 ("SOX") to prohibit specifically the use of pre-dispute arbitration agreements for SOX claims. [read post]
8 Jun 2011, 6:11 am by Adam Chandler
The Wall Street Journal reports that, in an effort to comply with the Court’s directive in Brown v. [read post]
2 Jun 2011, 7:42 am by Kara OBrien
New Whistleblower Rules On May 25, 2011, the SEC adopted final rules implementing the whistleblower program Congress prescribed in the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank). [read post]
1 Jun 2011, 10:11 am by StartUpAdmin
The SEC has proposed draft rules to implement Section 926 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]