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SEC and SIFMA Divided Over Whether Merrill Lynch Can Be Held Liable for Alleged ARS Market Manipulation
29 Jul 2011, 5:10 pm
Inc., the Securities Industry and Financial Markets Association and the Securities and Exchange Commission have submitted separate amicus curiae briefs to the U.S. [read post]
Institutional Investor Securities Blog - http://www.institutionalinvestorsecuritiesblog.com/
FINRA Suspends Broker Bradley Pace
24 Jan 2019, 12:46 pm by Silver Law Group
(CRD #11217) of New York, NY. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Marc Reda, Spartan Capital Securities Broker, Subject Of 19 Disclosures
19 Oct 2021, 1:38 pm by Silver Law Group
(CRD#:30407), also of New York, NY, on 5/23/2011 Clark Street Capital, Inc. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Brian Wurdemann Barred By FINRA Following Two Arbitration Actions
9 Nov 2023, 6:29 am by Silver Law Group
  He has been in the industry since 2000. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
City Trading Fund v. Nye: Approval of Settlement Denied When Terms of Disclosure-Only Settlement Made Company and Its Shareholders Net Losers.
4 Apr 2018, 12:00 am by Donovan Gibbons
(“Company”), the Company’s individually named directors, and Texas Industries, Inc. [read post]
The Race to the Bottom - https://www.theracetothebottom.org/blog/
The vesting of retiree health insurance rights
6 Mar 2022, 7:30 pm by Public Employment Law Press
(UAW) v Yard-Man, Inc. (716 F2d 1476 [6th Cir 1983], cert denied 465 US 1007 [1984]) and its progeny. [read post]
New York Public Personnel Law - https://publicpersonnellaw.blogspot.com/
The vesting of retiree health insurance rights
7 Mar 2022, 5:00 am by Public Employment Law Press
(UAW) v Yard-Man, Inc. (716 F2d 1476 [6th Cir 1983], cert denied 465 US 1007 [1984]) and its progeny. [read post]
New York Public Personnel Law - https://publicpersonnellaw.blogspot.com/
The vesting of retiree health insurance rights
5 Mar 2022, 3:58 am by Public Employment Law Press
(UAW) v Yard-Man, Inc. (716 F2d 1476 [6th Cir 1983], cert denied 465 US 1007 [1984]) and its progeny. [read post]
New York Public Personnel Law - https://publicpersonnellaw.blogspot.com/
The vesting of retiree health insurance rights
7 Mar 2022, 5:00 am by Public Employment Law Press
(UAW) v Yard-Man, Inc. (716 F2d 1476 [6th Cir 1983], cert denied 465 US 1007 [1984]) and its progeny. [read post]
New York Public Personnel Law - https://publicpersonnellaw.blogspot.com/
The vesting of retiree health insurance rights
6 Mar 2022, 7:30 pm by Public Employment Law Press
(UAW) v Yard-Man, Inc. (716 F2d 1476 [6th Cir 1983], cert denied 465 US 1007 [1984]) and its progeny. [read post]
New York Public Personnel Law - https://publicpersonnellaw.blogspot.com/
The vesting of retiree health insurance rights
5 Mar 2022, 3:58 am by Public Employment Law Press
(UAW) v Yard-Man, Inc. (716 F2d 1476 [6th Cir 1983], cert denied 465 US 1007 [1984]) and its progeny. [read post]
New York Public Personnel Law - https://publicpersonnellaw.blogspot.com/
Shake Shack shakes off typeface breach of contract claim
6 Jan 2024, 12:58 pm by Evan Brown
Brand Design Company, Inc., 2023 WL 9003713 (S.D.N.Y. [read post]
Internet Cases - http://blog.internetcases.com
A Seismic Ruling Revisited: No Common-Law Public Performance Rights in Pre-1972 Sound Recordings in New York–Flo & Eddie v. Sirius
10 Jan 2017, 8:15 am by Eric Goldman
” Flo & Eddie, Inc. v. [read post]
Technology & Marketing Law Blog - http://blog.ericgoldman.org/
FINRA Bars Advisor Juan Alejos (a/k/a John Alejos) Over the Sale of Private Investments
27 May 2017, 7:48 am by Adam Weinstein
Our firm is investigating claims made by The Financial Industry Regulatory Authority (FINRA) against broker Juan Alejos – a/k/a John Alejos (Alejos), formerly associated with brokerage firms Charles Morgan Securities, Inc. [read post]
Securities Lawyers Blog - http://www.securitieslawyersblog.com/
Claimant Says Cetera Investment Services Unsuitably Recommended Northstar Healthcare Income, Healthcare Trust, and Griffin Realty Trust
17 May 2022, 7:21 am by Shepherd Smith Edwards & Kantas, LLP
Cetera Investment Services Broker Chang Vung Named in Six-Figure Non-Traded REIT Claim A self-employed New York investor has filed a Financial Industry Regulatory Authority (FINRA) arbitration claim against Cetera Investment Services and its broker Chang Jen Vung. [read post]
Investor Lawyers Blog - https://www.investorlawyers.com/blog/
New York Law Journal Decisions of Interest
16 Oct 2009, 2:55 am
DISTRICT COURTSOUTHERN DISTRICT OF NEW YORKLegal Profession Court Refuses to Disqualify Law Firm Where Party Also Represented by Unconflicted Trial Counsel Amusement Industry Inc. v. [read post]
New York Supreme Court Criminal Term Library - http://crimlawlib.blogspot.com/
U.S. Investment Banking Firm BlackRock Sues U.K. Competitor, Shroders PLC, With Employee Raiding and Theft of Confidential Information Claims
24 Apr 2007, 3:20 am
Bankruptcy Court for the Southern District of New York. [read post]
Trade Secrets Blog - http://wombletradesecrets.blogspot.com/
Cooper-Standard Holdings Files for Bankruptcy Protection in Delaware
3 Aug 2009, 9:56 am
In addition, the company acquired the North American, European and Chinese fluid handling businesses of ITT Industries, Inc. in February 2006 for $202 million and certain sealing systems businesses from Metzeler Automotive Profile Systems in August 2007 for $144 million. [read post]
Bankruptcy News & Analysis - http://blog.ch11cases.com/
OutIndex Continues U.S. Expansion with New Vice President of Global Business Development
13 Feb 2007, 10:56 am
Press release: OutIndex continues U.S. expansion - appoints industry veteran Vicki Karim as Vice President of Global Business Development, Technology and Consulting Services Kennington, London and New York, NY (PRWEB) February 12, 2007 — Outindex (www.outindex.com), the leading electronic discovery software company in Europe, today announced the addition of Vicki Karim, as VP of Business Development, Global Technology and Consulting Services for Outindex USA Inc. [read post]
Socha Consulting LLC - http://sochaconsulting.com/
Even If There is Only State Court Jurisdiction for Some TCPA claims, CAFA and Rule 23 May Still Provide Federal Court Jurisdiction.
17 Sep 2010, 4:30 am
Lake City Industrial Products, Inc., No. 1:09-CV-1162, 2010 WL 2998472 (W.D. [read post]
Class Action Fairness Act Blog - http://www.cafalawblog.com/