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25 Oct 2013, 12:47 am by Sean Hayes
Additional posts will be written on this topic by Tom Coyner – Senior Commercial Advisor for IPG Legal and head of Soft Landing Korea and myself. [read post]
24 Oct 2013, 9:22 am
Speak with a financial advisor about all of these options prior to making a decision because there could be other considerations, including tax consequences. [read post]
17 Oct 2013, 10:03 am by Beth Graham
  After receiving the investment advice, McLendon purchased notes using VSR Financial Services (“VSR”) as a broker. [read post]
15 Oct 2013, 6:12 am by Doug Cornelius
In assessing whether this standard is met, an adviser should consider the full range and quality of a broker’s services when placing brokerage, including, among other things, execution capability, commission rate, financial responsibility, responsiveness to the adviser, and the value of any research services provided. [read post]
10 Oct 2013, 6:24 am by D. Daxton White
 Reports indicate that UBS has at least 130 financial advisors in Puerto Rico who manage money for the island’s elite. [read post]
8 Oct 2013, 1:50 pm by Cynthia Marcotte Stamer
The service provider, its team, processes and procedures should have a history and currently be financially and operationally sound with significant experience and ability in the area. [read post]
4 Oct 2013, 7:23 am by Lou M
 Moreover, the stakes on this case were very high, so there was a lot of incentive on the part of the injured party’s counsel to litigate even the most basic workers' compensation issues.The case arose out of a tragic airplane crash that occurred in January 2006, which killed several financial advisors employed by Morgan Stanley, as well as the owner of the aircraft and a Morgan Stanley customer. [read post]
4 Oct 2013, 6:30 am by Michael B. Stack
    Worker Advisor Office Changes   A Serious Injury Support Worker position has been created at the Worker Advisor Office. [read post]
2 Oct 2013, 10:01 pm by James Andrews
Most of FDA’s work on drugs remains operational because of financial support from fee systems. [read post]
1 Oct 2013, 3:00 am by nedaj
October 10 Sponsor: Capital Roundtable Event: Raising Private Equity Funds Location: New York, NY October 10 Sponsor: Option Metrics Event: Options Research Conference Location: New York, NY October 15 Sponsor: HFA Event: HFA Breakfast Roundtable Location: New York, NY October 15-16 Sponsor: FRA Event: The 16th Sub-Advised Funds Forum Location: New York, NY October 15-17 Sponsor: BZ Media Event: Big Data TechCon Location: San Francisco, CA October 16 Sponsor: PLI Event: Fundemental of Swaps &… [read post]
29 Sep 2013, 10:03 am by Benjamin Wittes
John Cornyn (R-Texas) jointly introduced legislation requiring Internet service providers to retain subscriber information for up to two years. [read post]
26 Sep 2013, 9:35 am by Eugene Volokh
And potentially inaccurate tour guide speech, unlike potentially inaccurate speech by professionals, does not threaten great harm to clients’ physical, psychological, or financial interests. [read post]
24 Sep 2013, 5:16 pm by Cynthia Marcotte Stamer
Stamer is recognized, internationally, nationally and locally for her more than 25 years of work, advocacy, education and publications on cutting edge health and managed care, employee benefit, human resources and related workforce, insurance and financial services, and health care matters. [read post]
23 Sep 2013, 8:47 am by Trent Dykes
CONTRIBUTED BYTrent Dykes, Megan Muir and Kiran Lingam (guest contributor from SeedInvest) I. [read post]
23 Sep 2013, 2:47 am by Trent Dykes
CONTRIBUTED BYTrent Dykes, Megan Muir and Kiran Lingam (guest contributor from SeedInvest) I. [read post]
22 Sep 2013, 8:35 am by Susan Schneider
Bliss, TexasTrial Counsel, Sustainment Command (Expeditionary), Daegu, KoreaDeputy Legal Advisor, Joint Task Force-North (JTF-N), Ft. [read post]
19 Sep 2013, 1:13 pm by David M. Ward
I just read about a financial advisor who built a very successful business doing that. [read post]
19 Sep 2013, 9:53 am by Bexis
The following post is exclusively the work of the Reed Smith side of the blog.Sometimes the smallest, least significant type of lawsuit can illustrate cracks in the edifice of the largest, most consequential litigation. [read post]