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They may: Charge prices much higher than the original value of the ticket.Sell duplicates of a legitimate ticket. [read post]
Both district courts issued nationwide stays on the Investment Advice Final Rules. [read post]
23 Oct 2022, 6:30 am
Such investment funds and advisors routinely pledge such confidentiality to their investors, often formally expressed in covenants in their investment contracts. [read post]
18 Apr 2011, 5:01 pm by Frank Pasquale
Investment banks charged fees ranging from $1 to $8 million to act as the underwriter of an RMBS securitization, and from $5 to $10 million to act as the placement agent for a CDO securitization. . . .Investment banks were a major driving force behind the structured finance products that provided a steady stream of funding for lenders to originate high risk, poor quality loans and that magnified risk throughout the U.S. financial system. [read post]
30 Jun 2020, 7:54 am by Kevin Kaufman
Delaying deductions means the present value of the write-offs (adjusted for inflation and the time value of money) is less than the original cost, preventing companies from fully deducting the cost of their investments in real terms. [read post]
They may: Charge prices much higher than the original value of the ticket.Sell duplicates of a legitimate ticket. [read post]
8 Jul 2024, 12:39 pm by Silver Law Group
The pictures are swiped from the original one, and a few posts added to give an air of legitimacy. [read post]
30 Mar 2010, 4:16 pm by Lawrence Cunningham
Like the original SEC proposal, however, the Senate bill provided that the SEC could intervene in any action brought by the company or by a security holder on its behalf. [read post]
28 Sep 2023, 1:25 pm by Alan Rosca
Any reader should also read the original sources hyperlinked in this blog for accuracy, including any Brokercheck report and/or record of any disciplinary or regulatory action. [read post]
2 Jun 2010, 8:52 am by Page Perry LLC
By September 2007, the losses were $63.4, almost two-thirds of the original investment. [read post]
28 Sep 2023, 1:25 pm by Alan Rosca
Any reader should also read the original sources hyperlinked in this blog for accuracy, including any Brokercheck report and/or record of any disciplinary or regulatory action. [read post]
25 Jun 2019, 9:05 pm by Nathan Rose
There is no cap on what ordinary investors are allowed to invest in New Zealand. [read post]
15 Apr 2010, 4:16 am
It is equally important to address SEBI’s concerns around mis-selling of ULIPs by insurance agents, however, such steps should originate from the IRDA. [read post]
28 Sep 2023, 1:25 pm by Alan Rosca
Any reader should also read the original sources hyperlinked in this blog for accuracy, including any Brokercheck report and/or record of any disciplinary or regulatory action. [read post]
17 Aug 2020, 9:07 pm by Roslyn Layton
The COVID-19 pandemic offers important lessons in telecommunications and transportation, infrastructures whose regulation stems originally from the Interstate Commerce Act of 1887 and the Interstate Commerce Commission. [read post]
16 Apr 2019, 6:00 am by Kevin Kaufman
When a person leaves property to an heir, the cost basis of the asset receives a “step-up” in basis to reflect its fair market value at the time of the original owner’s death, which excludes any increase in value that occurred during the original owner’s lifetime from the capital gains tax.[9] This policy discourages taxpayers from realizing capital gains, instead incentivizing them to hold capital gains until death. [read post]
In circumstances where the RSE licensee has identified red flags and additional fraud or verification steps are required, or in circumstances where funds are originating from a defined benefit fund, the process may take longer. [read post]
3 May 2022, 1:55 am by Kevin Kaufman
Raising the METR and AETR in the United States reduces incentives to increase existing investments and to locate new investments domestically. [read post]