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2 May 2011, 8:12 am
The two new registration exemptions are for (i) advisers whose only clients are funds excluded from the definition of an investment company by way of Section 3(c)(1) (i.e., a private fund with not more than 100 equity owners) or 3(c)(7) (i.e., a private fund where all of the equity owners are “qualified purchasers”) and has less than $150 million of assets under management, and (ii) advisers whose only clients are venture capital funds as defined by rule by the SEC. [read post]
2 May 2011, 6:00 am
For each dollar spent, customers received 100 `sweepstakes points. [read post]
29 Apr 2011, 5:36 pm
In addition to any criminal penalty that may be imposed 41 pursuant to subsection 1, the Board may, after notice and hearing, 42 impose a civil penalty of not more than $100 for each such 43 violation. [read post]
29 Apr 2011, 1:40 pm
Approximately 3.6 per 100 workers have a reported serious workplace illness or injury. [read post]
29 Apr 2011, 11:27 am
Not really, but it does work. [read post]
26 Apr 2011, 11:01 am
[Continued from yesterday's Part 1.] [read post]
25 Apr 2011, 7:47 pm
” What kind of person that grows up in our society does these types of things? [read post]
25 Apr 2011, 12:17 pm
As has been widely reported of late, the manipulation of the mortgage process has persisted all the way through to the final foreclosure stage. [read post]
25 Apr 2011, 10:06 am
The bill does not “harmonize” the law, and the difference disfavors Americans. [read post]
25 Apr 2011, 9:07 am
Let's systematically address each of these now. 1. [read post]
25 Apr 2011, 6:04 am
Francis Wellman did so over 100 years ago in his excellent book, The Art of Cross-Examination. [read post]
23 Apr 2011, 4:49 am
Where does the urge to address nonconsequentialist interests come from? [read post]
22 Apr 2011, 8:06 am
1.) [read post]
21 Apr 2011, 3:02 pm
Your closing attorney does not apply for you. #13; 3. [read post]
21 Apr 2011, 2:48 pm
Chairman Schapiro mentioned that the 500 Holder Rule has been liberalized over the years, including in 2007 through the adoption of Rule 12h-1(f) under the Exchange Act, which provides an exemption to the application of Section 12(g) for compensatory stock options. [read post]
21 Apr 2011, 8:08 am
What does their link profile look like? [read post]
20 Apr 2011, 9:10 pm
Under 100 applications per year end up in interferences. [read post]
20 Apr 2011, 7:38 pm
Nonpayment alone does not establish the requisite willfulness to support contempt. [read post]
20 Apr 2011, 6:23 am
I’m not talking about a 100% solution overnight, but the fact that’s there’s no magic bullet available is no reason to ignore steps certain to making the situation incrementally better. [read post]
19 Apr 2011, 11:09 am
Rogers, International Arbitration's Public Realm Abstract: Domestic arbitration is under attack as permitting repeat players to evade mandatory statutory law, as retarding legal developments, as undermining democratic lawmaking, and ultimately as imposing substantively biased outcomes on less sophisticated parties through contracts of adhesion. [read post]
