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19 Sep 2013, 7:15 am
Working with their outside legal advisors and accounting firms, funds must document that their tax treatment of derivatives will be sustained upon examination, based on a more-likely-than-not standard. [read post]
17 Sep 2013, 7:18 pm
Appraisers, therapists, mediators, insurance agents, financial advisors, accountants may all be necessary to move the parties through the divorce process. [read post]
15 Sep 2013, 4:51 am
He has served as legal counsel and as a key business and financial advisor to Indian tribes since 1983. [read post]
12 Sep 2013, 11:04 am
Stamer is recognized, internationally, nationally and locally for her more than 25 years of work, advocacy, education and publications on cutting edge health and managed care, employee benefit, human resources and related workforce, insurance and financial services, and health care matters. [read post]
11 Sep 2013, 10:38 am
At one point, the firm had about 14,000 financial advisors. [read post]
6 Sep 2013, 9:52 am
The payments from five firms involved include 7.6 million from Securities America, $1.6 million from Ameriprise Financial Services, $841,000 from Lincoln Financial Advisors, $534,000 from Commonwealth Financial Networks, and $125, 000 from Royal Alliance Associates. [read post]
5 Sep 2013, 10:34 am
Most employers and employee benefits advisors and service providers are struggling to determine from the language in Technical Release No. 2013-02 and the Model Notices exactly what is the minimum required content of the Exchange Notice. [read post]
3 Sep 2013, 8:13 am
Shifman worked with Cornerstone Financial Services from October 2007 to June 2008, and Argentus Securities from July 2008 to present. [read post]
30 Aug 2013, 6:24 am
Many complain other lobbyists engage in financial gamesmanship in order to boost their status or draw new clients. [read post]
29 Aug 2013, 3:25 pm
Fifty-four U.S. taxpayers and four bankers and financial advisors have pled guilty, and five taxpayers have been convicted at trial. [read post]
26 Aug 2013, 10:10 pm
For example, while regulatory discussions have long occurred in the financial services industry, questions remain as to how the APA should be applied to these “informal” dialogues. [read post]
23 Aug 2013, 8:01 am
For example, the regulators recommend firms consider redundancy in telecommunications and technology services that are vital to operations. [read post]
17 Aug 2013, 10:19 pm
Civil elder abuse includes any physical or financial abuse, neglect or abandonment resulting in physical or mental harm. [read post]
16 Aug 2013, 10:36 am
The first one is the branding of small financial institutions — all these “advisors” and “groups” and “capitals. [read post]
16 Aug 2013, 12:25 am
Interestingly, the USPTO also cited the WHARTON CAPITAL mark, and not any of the University’s WHARTON marks against this additional third party application for yet another WHARTON in the financial services world, namely, W-WHARTON FINANCIAL ADVISORS mark. [read post]
14 Aug 2013, 4:00 am
Confidential financial information may be disclosed in confidence to the mediator. [read post]
9 Aug 2013, 2:40 pm
Following the issuance of these independent reports, working drafts of proposed rules to accomplish these recommendations were developed by the Alliance of Merger & Acquisition Advisors with the support of the International Association of Business Brokers, and submitted to the SEC and NASAA in 2007 and 2008. [read post]
8 Aug 2013, 10:33 am
The Municipal Advisors Relief Act, S. 710, introduced by Senator Mark Warner (D-VA) and co-sponsored by Senator Pat Toomey (R-PA), would exempt banks and savings and loans from regulation as municipal advisors under Section 975. [read post]
8 Aug 2013, 10:15 am
The post Should I rely on my financial advisor for estate planning? [read post]
6 Aug 2013, 8:22 am
The UBS Paulson Advantage Fund is a feeder fund that was recommended and sold by UBS Financial Services to its brokerage customers to invest in the Paulson & Co. [read post]
