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8 Jul 2009, 2:27 am
“Regulatory fines could double or treble in size under a new framework for calculating financial penalties proposed by the Financial Services Authority (FSA) yesterday. [read post]
12 Dec 2006, 1:16 am
-based news and financial information service on Monday launched two new products to automate financial trading based on news content. [read post]
29 Sep 2020, 10:00 pm
To briefly summarize, open banking comprises a set of rules which permit third-party providers (TPPs) of financial services to access a customer’s financial data with their explicit consent. [read post]
18 May 2010, 4:51 am
Johnny Cameron, the former head of the Royal Bank of Scotland's investment bank, said he had agreed not to work as a senior manager in the financial industry, as part of a deal with Britain's Financial Services Authority, Bloomberg News reported. [read post]
17 Dec 2008, 12:23 am
ABSTRACT: The continuing financial crisis has led to calls for greater financial services consolidationâ€â [read post]
11 May 2023, 10:00 pm
The Abu Dhabi Global Market (ADGM) is fast becoming an international financial hub in the MENA region for global hedge fund managers that are drawn to the quality of the ADGM’s independent regulator, the Financial Services Regulatory Authority (FSRA), prevailing common law framework, excellent infrastructure, and tax efficiencies. [read post]
17 Jan 2012, 2:32 pm
The House Financial Services Committee (Capital Markets and Government Sponsored Enterprises Financial Institutions and Consumer Credit Subcommittees) is holding a Joint hearing entitled “Examining the Impact of the Volcker Rule on Markets, Businesses, Investors and Job Creation” on anuary 18,... [read post]
11 May 2023, 10:00 pm
The Abu Dhabi Global Market (ADGM) is fast becoming an international financial hub in the MENA region for global hedge fund managers that are drawn to the quality of the ADGM’s independent regulator, the Financial Services Regulatory Authority (FSRA), prevailing common law framework, excellent infrastructure, and tax efficiencies. [read post]
27 Apr 2010, 5:36 am
The Second Circuit, in Greenwich Financial Services Distressed Mortgage Fund 3 LLC v. [read post]
17 Jul 2009, 7:05 am
Brodsky and others testified before the US House of Representatives Committee on Financial Services [official website] to discuss Obama administration proposals for financial [read post]
20 May 2010, 4:11 am
The Financial Services Authority has been collecting massive amounts of financial and organizational data from Barclays, HSBC Holdings, Royal Bank of Scotland Group and Standard Chartered, as Britain takes its first look at how to create the banks' "living wills. [read post]
8 Sep 2010, 4:43 pm
The financial press is reporting that UK's Financial Services Authority (FSA) and Goldman Sachs have agreed to settle charges that Goldman failed to disclose that its trader Fabrice Tourre was under SEC investigation when he relocated from New York to... [read post]
28 Nov 2011, 11:46 am
LPL Financial LLC was fined $100,000 by the Oregon Department of Consumer and Business Services for unsuitable sales of high-risk oil and gas partnerships to clients, including many who are elderly, in poor health, and incapable of making financial decisions (“LPL fined over sales of risky partnerships to seniors,” InvestmentNews). [read post]
23 Jan 2023, 8:06 am
Court of Appeals for the Ninth Circuit recently affirmed a trial court’s ruling in favor of the Consumer Financial Protection Bureau against a company and its owner that provided fee-based scholarship and financial aid services to prospective and current college students. [read post]
15 Oct 2015, 8:20 am
Braun is currently a level one candidate for the Retirement Income Certified Professional program offered by The American College of Financial Services. [read post]
9 Oct 2009, 7:49 pm
House Financial Services Chairman Barney Frank placed the letter into the record of hearings... [read post]
29 Sep 2020, 10:00 pm
To briefly summarize, open banking comprises a set of rules which permit third-party providers (TPPs) of financial services to access a customer’s financial data with their explicit consent. [read post]
22 Jan 2009, 8:18 am
Zurich Financial Services Group has announced they will now offer insurance relating to carbon capture and storage. [read post]
4 Jan 2023, 10:00 pm
The rapid growth of non-bank financial services requires careful regulation to balance competition with access, transparency, and privacy protection. [read post]
12 Dec 2022, 11:51 am
This Wednesday, December 14, CFPB Director Rohit Chopra is scheduled to appear before the House Financial Services Committee for a hearing, “Consumers First: Semi-Annual Report of the Consumer Financial Protection Bureau. [read post]
