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4 Feb 2015, 3:29 am
Built from a foundation of security incident response and regulatory defense, the team has helped organizations respond to more than 750 data security incidents. [read post]
3 Feb 2015, 3:58 am
The SEC’s funding comes from securities transaction fees and does not impact the federal deficit or the funding available for other agencies. [read post]
2 Feb 2015, 3:32 pm
Schorsch resigned as chairman of ARCP and the broker-dealer holding company, RCS Capital Corp (aka RCAP). [read post]
2 Feb 2015, 7:54 am
FirstEnergy Generation Corp., the Sixth Circuit recently affirmed the dismissal of a discrimination lawsuit brought by an individual who claimed that FirstEnergy Generation Corp. had illegally failed to accommodate his sincerely-held religious beliefs. [read post]
2 Feb 2015, 7:01 am
FHLB originally filed the claims in the Superior Court of California, County of San Francisco in 2010 against Bank of America Corp., Credit Suisse Securities (USA) LLC, Countrywide Financial Inc., Deutsche Bank Securities, Inc. and other banks concerning 229 RMBS transactions. [read post]
2 Feb 2015, 4:27 am
FirstEnergy Generation Corp., held that an employer does not have to accommodate an employee’s religious beliefs if those religious beliefs conflict with a requirement of federal law. [read post]
2 Feb 2015, 4:05 am
FirstEnergy Generation Corp. [read post]
2 Feb 2015, 3:07 am
In the alternative, the petitioner requested an order requiring the respondents to post a bond or other security in an amount sufficient to secure petitioner for the fair value of his shares, pursuant to BCL § 1118 [c] [2]. [read post]
30 Jan 2015, 9:15 am
The Court held that her claim was timely filed, holding that because her federal lawsuit did not directly assert and require her to prove securities fraud, but rather, that she was wrongfully discharged in retaliation for allegedly reporting securities fraud, the four-year statute applied. [read post]
30 Jan 2015, 9:15 am
The Court held that her claim was timely filed, holding that because her federal lawsuit did not directly assert and require her to prove securities fraud, but rather, that she was wrongfully discharged in retaliation for allegedly reporting securities fraud, the four-year statute applied. [read post]
30 Jan 2015, 7:10 am
FirstEnergy Generation Corp., January 28, 2015, per curiam). [read post]
30 Jan 2015, 5:22 am
The Financial Industry Regulatory Authority (FINRA) recently barred broker Michael Evangelista (Evangelista) concerning allegations that between 2006 and 2011, Evangelista referred approximately six of his firm customers to invest in real estate securities issued by ABC Corp. [read post]
29 Jan 2015, 3:13 pm
According to the InvestmentNews article, Girard Securities agreed to be purchased by RCS Capital Corp., then run by Nicholas Schorsch. [read post]
28 Jan 2015, 9:01 am
Caesars’ Receivership Proceeding This was illustrated by the recent Delaware receivership proceeding initiated against Caesars Entertainment Corp. et al. [read post]
28 Jan 2015, 7:24 am
Southpeak Interactive Corp. of Delaware, January 26, 2015, Thacker, S.). [read post]
28 Jan 2015, 6:04 am
The two decisions by the Delaware Court of Chancery in In re Rural Metro Corp. [read post]
28 Jan 2015, 4:00 am
In February 2010, Tervita Corp. acquired a company which held a permit for another secure landfill site. [read post]
27 Jan 2015, 3:34 am
Corp Fin’s answer is: “Yes. [read post]
26 Jan 2015, 10:42 am
Securities Litigation, 768 F.3d 1046 (9th Cir. 2014). [read post]
26 Jan 2015, 3:21 am
More importantly, the letter opens up the door to five business day exchange offers, provided that the offer is exempt from the ’33 Act registration requirements and the securities sought are “Qualified Debt Securities. [read post]
