Search for: "Compli, Inc."
Results 5621 - 5640
of 11,553
Sorted by Relevance
|
Sort by Date
14 Dec 2017, 8:05 am
On Tuesday, the regulator also fined Next Financial Group Inc. [read post]
23 Feb 2017, 8:17 am
In addition to restitution, the Financial Industry Regulatory Authority Inc. fined Purshe Kaplan Sterling Investments for its failures to supervise the sales of these securities. [read post]
21 Jun 2011, 9:52 am
The IRS has thus initiated the nationwide move to purge its records of organizations that did not comply with the Form 990 submission requirement. [read post]
25 Apr 2012, 8:00 am
Distributors and retailers are responsible for ensuring that all pesticides distributed and sold fully comply with the law. [read post]
18 Jul 2013, 11:06 am
According to Investment News, earlier this year non-traded REIT, Cole Credit Property Trust III, merged with their asset manager Cole holdings to form the publicly traded company Cole Real Estate Investments Inc. [read post]
19 Mar 2012, 4:24 pm
AT&T also sought to omit the proposal under Rule 14a-8(i)(2) on the basis that it would impair the company’s ability to comply with federal wireless licensing requirements. [read post]
26 Jan 2010, 1:32 pm
Access the complete opinion and dissent (click here).Waste Information & Management Services, Inc. [read post]
7 Jun 2007, 9:57 am
Mary Doyle, Senior Vice President, General Counsel, and Secretary, Palm, Inc. [read post]
17 Feb 2017, 9:19 am
According to his FINRA BrokerCheck, Allison was registered with Caprock Securities, Inc. in Lubbock, Texas from 06/24/1980 – 11/10/2015. [read post]
5 Apr 2017, 12:54 pm
” NeoStrata has agreed to comply with these recommendations. [read post]
25 Mar 2021, 3:00 am
Ryder TRS, Inc., 13 AD3d 170, 171 [1st Dept 2004]). [read post]
10 Aug 2010, 2:59 am
"Brazil "has a long history of not complying with our food safety standards," Food and Water Watch head charged.Yesterday's letter was Hauter's third to Vilsack since the issue began in May. [read post]
2 May 2015, 6:16 pm
Late yesterday, news broke that Hy-Vee Inc. was recalling Hy-Vee Summer Fresh Pasta because of a potential Listeria contamination. [read post]
15 Jan 2024, 9:30 am
The Estee Lauder Companies, Inc. et al., 2024 WL 136872 (N.D. [read post]
6 Jan 2010, 9:21 am
Hill, No. 280216, affirming the lower court’s dismissal of a plaintiff’s personal-injury claims against a SMART Bus driver and SMART Bus, Inc., for failure to satisfy the 60-day notice requirements in the Metropolitan Transportation Authorities Act of 1967, MCL § 124.401 et seq. [read post]
11 May 2010, 3:17 am
"An action dismissed pursuant to CPLR 3216 may be restored only if the plaintiff can demonstrate both a reasonable excuse for the default in complying with the 90-day notice and a meritorious cause of action (see Picot v City of New York, 50 AD3d 757; Sapir v Krause, Inc., 8 AD3d 356, 356-357; Lopez v Imperial Delivery Serv., 282 AD2d 190, 197). [read post]
29 Nov 2017, 10:23 am
The NAD will treat the discontinued claims as if it had recommended they be discontinued and Beech-Nut complied. [read post]
21 Jan 2019, 10:54 am
They must ensure they are complying with FINRA rules. [read post]
8 Sep 2011, 1:25 pm
[#Water, #CA9]Waste Information & Management Services, Inc. [read post]
22 Sep 2010, 5:08 am
Times reports:Major health insurance companies in California and other states have decided to stop selling policies for children rather than comply with a new federal healthcare law that bars them from rejecting youngsters with preexisting medical conditions.Anthem Blue Cross, Aetna Inc. and others will halt new child-only policies in California, Illinois, Florida, Connecticut and elsewhere as early as Thursday when provisions of the nation's new healthcare law take effect,… [read post]
