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20 Jul 2012, 10:43 am by John L. Culhane, Jr.
”  Issued jointly with the Department of Education, the report consists of five parts dealing with (1) lenders, loan markets and products, (2) borrower characteristics and behaviors, (3) consumer protection, (4) fair lending issues, and (5) recommendations from the CFPB and DOE. [read post]
2 Apr 2011, 10:13 am by Lewis Gainor
The foregoing does not address the civil penalty for DUI. [read post]
8 Mar 2013, 8:02 am by emagraken
But it seems to me that Rule 12-1 (9) provides specific authority to do this. [read post]
21 Oct 2020, 12:04 pm by Raghavi Viswanath
The Court in Serdar Mohammad went one step further, to extend Article 5(1) to NIACs. [read post]
14 Apr 2008, 6:08 am
This panel heard arguments in the matter before us on July 25, 2007,after which we filed an opinion, Morrison v. [read post]
7 Aug 2010, 12:00 am by Sex Offender Issues
(a)(1)(D))[ 2 ] and, due to his prior criminal convictions, was sentenced to 25 years to life pursuant to the Three Strikes law (Pen. [read post]
26 Jan 2012, 3:47 pm by Alexander J. Davie
Footnotes [1] In fact there is a bill circulating through Congress right now that does repeal the ban on general solicitation for Regulation D private placements. [read post]
29 Mar 2021, 6:45 am by Florence Campbell Jones
This provision does not apply to a small supplier during the period to 30 June 2021. [read post]
31 Jul 2019, 11:40 am by admin
Cantella does not condone Hicks’ behavior does not feel that it was done in a malicious manner or with an intent to harm the clients, and that he showed poor judgement, FINRA notes. [read post]