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17 Jun 2024, 10:00 pm
The Consumer Financial Protection Bureau (CFPB) recently finalized its proposed rule to create a so-called “Repeat Offender” registry for certain covered financial services providers and individuals violating federal, state, and local orders to which they are subject. [read post]
29 Sep 2020, 10:00 pm
To briefly summarize, open banking comprises a set of rules which permit third-party providers (TPPs) of financial services to access a customer’s financial data with their explicit consent. [read post]
18 Feb 2011, 12:55 pm
The New Orleans–based firm has been named as a defendant in one of several civil suits filed lately by an official investors committee working with the receiver for Stanford Financial Group, the Houston-based financial services company that law enforcement officials claim was actually a $7 billion Ponzi scheme. [read post]
17 Jun 2024, 10:00 pm
The Consumer Financial Protection Bureau (CFPB) recently finalized its proposed rule to create a so-called “Repeat Offender” registry for certain covered financial services providers and individuals violating federal, state, and local orders to which they are subject. [read post]
6 Aug 2012, 1:40 pm
Representative Spencer Bachus, Chairman of the House Financial Services Committee, has an op-ed piece in today's Wall St. [read post]
29 Sep 2020, 10:00 pm
To briefly summarize, open banking comprises a set of rules which permit third-party providers (TPPs) of financial services to access a customer’s financial data with their explicit consent. [read post]
17 Jun 2024, 10:00 pm
The Consumer Financial Protection Bureau (CFPB) recently finalized its proposed rule to create a so-called “Repeat Offender” registry for certain covered financial services providers and individuals violating federal, state, and local orders to which they are subject. [read post]
18 Mar 2010, 4:29 am
The Financial Services Authority, Britain's securities regulator, said that it would hire more than 400 staff to step up supervision of the largest financial institutions and would require an almost 10 percent increase in its annual budget, in a plan for this year and next released Wednesday. [read post]
24 Jul 2011, 2:32 pm
Wilmarth Jr. has posted The Dodd-Frank Act's Expansion of State Authority to Protect Consumers of Financial Services on SSRN with the following abstract: The Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank) created the Consumer Financial Protection... [read post]
6 Oct 2009, 12:33 pm
HOUSE OF REPRESENTATIVES COMMITTEE ON FINANCIAL SERVICES HEARING ON: CAPITAL MARKETS REGULATORY REFORM: STRENGTHENING INVESTOR PROTECTION, ENHANCING OVERSIGHT OF PRIVATE POOLS OF CAPITAL, AND CREATING... [read post]
14 Jun 2011, 2:11 am
I'm off to D.C. this morning to talk with the House Financial Services Subcommittee on Financial Institutions regarding my thoughts on Dodd-Frank’s Orderly Liquidation Authority. [read post]
4 Jan 2023, 10:00 pm
The rapid growth of non-bank financial services requires careful regulation to balance competition with access, transparency, and privacy protection. [read post]
10 Feb 2009, 11:31 am
Here's an excerpt from the hearing by the House Financial Services Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises ASIC may be in for similar questions in respect of Storm Financial. [read post]
17 Oct 2018, 3:30 am
An investor legal clinic at Osgoode Hall Law School has released its first ever annual report, revealing that clients accessing the clinic’s services often face access to justice issues such as language barriers, lack of financial resources and a scarcity of securities law and financial investment knowledge. [read post]
21 Jan 2009, 10:39 am
Actually, the $98 billion deal between Britannia Building Society and Co-operative Financial Services isn't precisely a merger between two mutual funds. [read post]
29 Mar 2016, 2:00 am
Government Accountability Office, IRS Needs to Further Improve Controls over Financial and Taxpayer Data (GAO-16-398) (Mar. 28, 2016): The Internal Revenue Service (IRS) made progress in implementing information security controls; however, weaknesses in the controls limited their effectiveness in protecting the confidentiality, integrity, and availability of financial and sensitive taxpayer... [read post]
27 Feb 2009, 1:17 am
About Stanford> Our Eagle ShieldAt Stanford, we hold ourselves to a higher standard of service and dedication across every dimension of our work. [read post]
20 Aug 2017, 9:00 am
The Consumer Financial Protection Bureau announced in July 2017 a new rule banning financial service companies from including mandatory arbitration clauses in their agreements with consumers that include a class action waiver. [read post]
1 Jan 2013, 6:45 pm
Also named in the suit are Security Financial Services, Inc., Security Financial Fund, LLC and Security Investors Fund, LLC, all companies owned or managed by Howell. [read post]
5 Jan 2021, 5:15 am
Section on Commercial and Consumer Law, Co-Sponsored by Financial Institutions and Consumer Financial Services: Commercial Law in the 21st Century Emerged and emerging technological developments, including distributed ledger technology, virtual currency, and other digital assets are transforming commercial transactions in... [read post]
