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9 Jul 2010, 5:37 am by William Carleton
The collective vision, shared by company and investor, is a 15 to 20 year company lifecycle. [read post]
4 Oct 2007, 12:23 am
More interesting than that though is the fact that while 50% of private enterprises are evaluated on public comments, SPE and FIE are in the 20s. [read post]
10 Mar 2008, 9:16 am
New York prosecutors had tried to obtain a sentence of 20 to 25 years in prison for Shuster. [read post]
28 Jun 2024, 8:46 am by Matthew Shanahan
The main changes are as follows: Funds The ability to offer Units of External and Foreign Funds investing in recognised Crypto Tokens – the Fund must invest in Recognised Crypto Token/s and the investment cannot exceed 20% of the Fund GAV. [read post]
1 Jul 2014, 7:21 am by Doug Cornelius
Sources: SIFMA Guidance on Rule 506c Verification Accredited Investor Verification: 20 Law Firm Memo Turns Into SIFMA Guidance [read post]
12 Sep 2011, 5:02 am by Brian Wolfman
Rather, the argument is that lower capital gains rates will spur investment and ecourage people to sell their current investments and move their money into more promising (perhaps more innovative) investments. [read post]
19 Oct 2009, 12:02 pm
Severio allegedly began selling his clients away in 2007, promising them a 15%-20% return on their new investments. 26 former clients believed Severio, paying him more than $500,000. [read post]
25 Apr 2018, 5:08 pm by Sabrina I. Pacifici
By the end of the 2020s, automation may eliminate 20% to 25% of current jobs, hitting middle- to low-income workers the hardest. [read post]
29 Apr 2015, 7:07 pm by D. Daxton White
When broker dealers fail to make suitable investment recommendations they may be liable for investment losses. [read post]
21 Oct 2010, 10:17 am by Law Office of Marcia G. Shein, P.C.
The defendants ran PEF Advisors, and its Palisade Master Fund had about 20 percent of its client assets invested in a company that announced it was under investigation for fraud. [read post]
Dedicated firms have held this dominant position for the past 20 years; in 1990, 13 of the top 25 firms were dedicated to asset management, only 1 fewer than in 2010. [read post]
17 Dec 2009, 4:13 pm by The Settlement Channel
"By using an aggressive speculative growth standard and allocating her accounts nearly 80% in stocks, ETFs and hedge funds and 20% in bonds; By failing to maintain cash reserves for her monthly income by converting her cash account to a speculative hedge fund investment; By selling investments in each account to meet her monthly cash requirement; and By charging excessive fees on her municipal bond account;" the claim contends UBS victimized the widow causing her… [read post]
25 Mar 2024, 10:01 am by Simon Lovegrove (UK)
Commission Delegated Regulation (EU) 2024/912 of 15 December 2023 supplementing the Alternative Investment Funds Managers Directive (AIFMD) with regard to RTS specifying the information to be notified in relation to the cross-border activities of managers of alternative investment funds (AIFMs). [read post]
The problem with these royalty trusts is that, by design, they have no employees or physical assets and most will cease to exist in 20 years or less, which means their only value is the income they distribute. [read post]
24 Nov 2008, 9:00 pm
On November 20, the SEC voted unanimously to simplify mutual fund prospectuses so that investors can easily understand disclosures. [read post]
29 Aug 2018, 10:32 am by InvestorLawyers
  Defendants raised these funds by falsely promising investors safe investments, secured by income-producing real estate, that generated returns of 12% to 20%. [read post]
21 Jul 2015, 5:00 am by Staley Smith, Quinta Jurecic
    Finalization Day (July 14, 2015) The day the agreement was reached and endorsed by Iran and the P5+1 The deal will be “promptly” submitted to the UNSC for endorsement   The United Nations Security Council endorses the JCPOA (July 20, 2015) UNSC votes unanimously to: endorse the JCPOA “terminate” all prior UN sanctions, beginning on Implementation Day (and subject to reimposition through snapback mechanism)   President Submits Agreement… [read post]
9 Jan 2014, 9:26 am by David Bernstein
All participants receive generous stipends to cover their travel, lodging, and investment of time. [read post]
17 Oct 2023, 10:23 am by The White Law Group
(CRD#:39543), Coral Springs, FL, 02/14/2018 – 09/08/2022, LPL FINANCIAL LLC (CRD#:6413), CORAL SPRINGS, FL02/13/2017 – 02/14/2018, INVEST FINANCIAL CORPORATION (CRD#:12984), FT LAUDERDALE, FL08/18/2011 – 09/27/2016, MIDDLEBURY SECURITIES LLC (CRD#:122602), BOCA RATON, FL08/20/2010 – 08/10/2011, STERNE AGEE FINANCIAL SERVICES, INC. [read post]
21 May 2013, 7:19 am by admin
Guzik also received two short-term loans totaling $475,000 in early March 2008, promising to repay them at 20% interest by March 18, 2008. [read post]