Search for: "Financial Service"
Results 5681 - 5700
of 83,745
Sorted by Relevance
|
Sort by Date
20 Jan 2016, 1:14 pm
The SEC appreciates the assistance of the New York Department of Financial Services and the Public Company Accounting Oversight Board.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
6 Aug 2012, 2:41 pm
UBS Financial Services Inc. v. [read post]
12 Feb 2016, 8:32 am
A service that is needed is worth more than a service that has been delivered. [read post]
12 Nov 2010, 4:08 am
We've blogged about professional legal and financial translation services in the context of pension plans for foreign nationals. [read post]
2 Oct 2007, 2:35 pm
Austrac has released draft AML/CTF Compliance Reports for the financial services industry and gambling services for public comment. [read post]
21 Oct 2008, 9:51 am
The Economic Regulation of Airports (Designation) Order (Amendment) Order 2008 The Community Legal Service (Financial) (Amendment No. 2) Regulations 2008 The Community Legal Service (Funding) (Amendment No. 2) Order 2008 The Mesothelioma Lump Sum Payments (Claims and Reconsiderations) (Amendment) Regulations 2008 The Appeals (Excluded Decisions) Order 2008 Source: www.opsi.gov.uk [read post]
20 Oct 2015, 4:00 am
Having financial stress on top of it can turn out to be unendurable. [read post]
14 Oct 2011, 12:09 pm
Securities and Exchange Commission said in September it wants the Shanghai unit of Deloitte Touche Tohmatsu Ltd., the audit, tax and financial services firm, to turn over documents regarding its work for a Cayman Islands-based company called Longtop Financial Technology Ltd. [read post]
3 Aug 2021, 2:10 am
This blog has been co-authored by: Hishaam Khan, candidate attorney While private equity funds are not regulated in South Africa, managers of such private equity funds are subject to the Financial Advisory and Intermediary Services Act (FAIS Act) and to the Financial Sector Conduct Authority (FSCA) in terms of the Financial Sector Regulation Act. [read post]
15 Mar 2024, 7:00 am
In the realm of tax relief services, Enrolled Agents stand out as invaluable partners, equipped to guide taxpayers through the most daunting challenges, ensuring compliance, and fostering financial stability. [read post]
28 Nov 2009, 6:51 am
Durham runs Obsidian Enterprises and Fair Financial Services, which specialize in buying debt-ridden companies. [read post]
15 Apr 2011, 9:05 am
The Report expands upon four case studies conducted during the investigation regarding these causative factors: (1) high risk mortgage lending by Washington Mutual Bank; (2) regulatory failures by the Office of Thrift Supervision; (3) the use of inflated credit ratings by Moody's Investor's Services, Inc. and Standard & Poor's Financial Services LLC; and (4) the role of investment banks Goldman Sachs and Deutsche Bank. [read post]
8 May 2009, 7:53 am
This has contributed to the mortgage crisis by making servicers and lenders very reluctant to agree to any modification, even those that are in their own best financial interests. [read post]
20 Dec 2011, 10:00 pm
When the Ark Group asked Patrick McKenna, Dan DiPietro, Bruce MacEwen, Paul Lippe, Pat Lamb, Leigh Dance, Silvia Hodges, Larry Bodine and other leading experts to describe The Future of Legal Services in their new book of the same name, all agreed that this is a time of significant change. [read post]
25 Jul 2018, 7:28 am
Royal Alliance Associates, FSC Securities Corporation, SagePoint Financial, Woodbury Financial Services Censured & Fined According to the Financial Industry Regulatory Authority (FINRA) on Tuesday, the regulator has sanctioned four firms, Royal Alliance Associates, Inc., FSC Securities Corporation, SagePoint Financial, Inc., Woodbury Financial Services, Inc. for failure to establish, maintain and enforce a supervisory system in… [read post]
3 Dec 2018, 11:50 am
Although it involves a civil asset forfeiture arising from the petitioner’s criminal conviction, the case could have significant implications for consumer financial services companies facing fines and penalties sought by State attorneys general and regulators. [read post]
1 May 2015, 5:58 am
Amazon (NASDAQ:AMZN) has just cleared up the picture over its cloud computing business, Amazon Web Services (AWS) and the company’s forecast looks sunny. [read post]
8 Nov 2009, 7:19 am
Lawyers must change with times as Jim Middlemiss notes at the Financial Post:"That's the conclusion in a new book that examines the enormous change sweeping the profession, Unbound: How Entrepreneurship is Dramatically Transforming Legal Services Today by American writer David Galbenski (www.unboundlegal.com)-- a must-read for lawyers and law students who want to build successful law business. [read post]
24 Jul 2012, 9:00 am
Nelson is a senior associate in the Financial Services Regulatory Group at Reed Smith LLP, resident in the Princeton and Washington, D.C. offices, and a co-leader of the firm’s Financial Institutions Enforcement & Investigations Task Force. [read post]
5 May 2023, 3:00 am
In the context of the FAIS Act a fit and proper person is someone who is considered to have the necessary integrity, competence and financial soundness to operate as a financial service provider. [read post]
